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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, July 11, 2007

Agenda as of July 10, 2007. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Prohibition of fraud by advisers to certain pooled investment vehicles
Office:  Division of Investment Management
Staff:  Robert Plaze, David Blass, Daniel Kahl, and Vivien Liu

Item 1: Prohibition of fraud by advisers to certain pooled investment vehicles

The Commission will consider whether to adopt a new antifraud rule under the Investment Advisers Act of 1940. The new rule would prohibit advisers to certain pooled investment vehicles from making false or misleading statements to, or otherwise defrauding, investors or prospective investors in those pooled vehicles.

For further information, please contact Vivien Liu, Senior Counsel, Division of Investment Management at 202-551-6787.

 

http://www.sec.gov/news/openmeetings/2007/agenda071107.htm

Modified: 07/10/2007