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U.S. Securities and Exchange Commission

Open Meeting Agenda
Friday, December 3, 2010

Agenda as of December 2, 2010. Note that Open Meeting agendas are subject to last-minute changes.

Item 1: Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant"
Office:  Division of Trading and Markets
Staff:  Brian Bussey, Joshua Kans, Jeffrey Dinwoodie, Richard Grant

Item 1: Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant"

The Commission will consider a recommendation to propose joint rules with the Commodity Futures Trading Commission relating to the definitions of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," Major Security-Based Swap Participant," and "Eligible Contract Participant."

For further information, please contact Jeffrey Dinwoodie at 202 551-5593 or Richard Grant at 202 551-5914.

 

http://www.sec.gov/news/openmeetings/2010/agenda120310.htm

Modified: 12/02/2010