U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, May 1, 2013

Item 1:

Cross-Border Security-Based Swap Activities; Re-Proposal of Regulation SBSR and Certain Rules and Forms Relating to the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants

Office:

Division of Trading and Markets

Staff:

Brian Bussey, Matt Daigler, Wenchi Hu, Richard Gabbert, Richard Grant

The Commission will consider whether to propose new rules and interpretive guidance for cross-border security-based swap activities and whether to re-propose Regulation SBSR and certain rules and forms relating to the registration of security-based swap dealers and major security-based swap participants.

For further information, please contact Richard Gabbert, Division of Trading and Markets, (202) 551-7814.


Item 2:

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Office:

Division of Trading and Markets

Staff:

Carol McGee, Ann McKeehan, Jason Williams

The Commission will consider whether to reopen the comment periods and receive new information for certain rulemaking releases and the policy statement applicable to security-based swaps proposed pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

For further information, please contact Jason Williams, Division of Trading and Markets, (202) 551-5763.

 

http://www.sec.gov/news/openmeetings/2013/agenda050113.htm


Modified: 05/01/2013