U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, June 25, 2014

Item 1:

Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities

Office:

Division of Trading and Markets

Staff:

Brian Bussey, Joshua Kans, Richard Gabbert, Margaret Rubin

The Commission will consider whether to adopt rules regarding the Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities under the Securities Exchange Act of 1934 and Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

For further information, please contact Margaret Rubin, Division of Trading and Markets, (202) 551-5663.

 

http://www.sec.gov/news/openmeetings/2014/agenda062514.htm


Modified: 06/25/2014