 |
Home | Previous Page | |
|
||
 |
|
|
|
||
 |
|
|
|
|
|||||||||||||||
|
|
|||||||||||||||
|
 |
Open Meeting Agenda
|
Item 1: |
Security-Based Swap Data Repository Registration, Duties, and Core Principles |
Office: |
Division of Trading and Markets |
Staff: |
Stephen Luparello, Paula Jenson, Jo Anne Swindler, Richard Vorosmarti, Angie Le, Kevin Schopp |
The Commission will consider whether to adopt rules under the Securities Exchange Act of 1934 (“Exchange Act”) governing the security-based swap data repository (“SDR”) registration process, the duties of such repositories, and the core principles applicable to such repositories.
For further information, please contact Richard Vorosmarti at 202-551-5635.
Item 2: |
Regulation SBSR – Reporting and Dissemination of Security-Based Swap Information |
Office: |
Division of Trading and Markets |
Staff: |
Stephen Luparello, Heather Seidel, Michael Gaw, Natasha Cowen, Yvonne Fraticelli, George Gilbert, David Michehl, Geoffrey Pemble, Mia Zur |
The Commission will consider whether to adopt Regulation SBSR under the Exchange Act to provide for regulatory reporting of security-based swap information and the public dissemination of security-based swap transaction, volume, and pricing information by registered SDRs.
For further information, please contact Michael Gaw at 202-551-5602.
Item 3: |
Regulation SBSR – Reporting and Dissemination of Security-Based Swap Information |
Office: |
Division of Trading and Markets |
Staff: |
Stephen Luparello, Heather Seidel, Michael Gaw, Yvonne Fraticelli, George Gilbert, Kathleen Gross, David Michehl, Geoffrey Pemble |
The Commission will consider whether to propose certain new rules, rule amendments, and guidance to Regulation SBSR under the Exchange Act to address, among other things, the reporting duties for cleared and certain platform-executed security-based swap transactions.
For further information, please contact Michael Gaw at 202-551-5602.
http://www.sec.gov/news/openmeetings/2015/agenda011415.htm
| Home | Previous Page | Modified: 01/13/2015 |