U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, April 29, 2015

Item 1:

Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person's Activity in the United States

Office:

Division of Trading and Markets

Staff:

Brian Bussey, Carol McGee, Richard Gabbert, Margaret Rubin

The Commission will consider whether to propose amendments and re-propose a rule under the Securities Exchange Act of 1934 ("Exchange Act") governing the application of certain Title VII requirements to security-based swap transactions connected with a non-U.S. person's dealing activity that are arranged, negotiated, or executed by personnel located in a U.S. branch or office or in a U.S. branch or office of an agent.

For further information, please contact Margaret Rubin, Office of Derivatives Policy, at (202) 551-5663.

Item 2:

Pay Versus Performance

Office:

Division of Corporation Finance

Staff:

Felicia Kung, Eduardo Aleman

The Commission will consider whether to propose amendments under Section 14(i) of the Exchange Act, as added by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act, requiring registrants to disclose in a clear manner the relationship between executive compensation actually paid and the financial performance of the registrant.

For further information, please contact Felicia Kung or Eduardo Aleman at (202) 551-3430.

 

http://www.sec.gov/news/openmeetings/2015/agenda042915.htm


Modified: 04/28/2015