Open Meeting Agenda
Wednesday, September 28, 2016
DISCUSSION AGENDA
| Item 1: | Standards for Covered Clearing Agencies |
| Office: | Division of Trading and Markets |
| Staff: | Stephen Luparello, Gary Goldsholle, Christian Sabella, Jeffrey Mooney, Stephanie Park, Mathew Lee, Elizabeth Fitzgerald, DeCarlo McLaren |
The Commission will consider whether to adopt rules to establish enhanced standards for the operation and governance of certain clearing agencies pursuant to Section 17A of the Securities Exchange Act of 1934 ("Exchange Act") and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act").
For further information, please contact Jeffrey Mooney at 202-551-5712.
| Item 2: | Amendment to Definition of "Covered Clearing Agency" in Rule 17Ad-22 |
| Office: | Division of Trading and Markets |
| Staff: | Stephen Luparello, Gary Goldsholle, Christian Sabella, Jeffrey Mooney, Stephanie Park, Mathew Lee, Elizabeth Fitzgerald, DeCarlo McLaren |
The Commission will consider whether to propose amendments to certain definitions in Rule 17Ad-22 related to clearing agencies pursuant to Section 17A of the Exchange Act and Title VIII of the Dodd-Frank Act.
For further information, please contact Jeffrey Mooney at 202-551-5712.
| Item 3: | Amendment to Rule 15c6-1 |
| Office: | Division of Trading and Markets |
| Staff: | Stephen Luparello, Gary Goldsholle, Christian Sabella, Jeffrey Mooney, Natasha Greiner, Justin Pica, Susan Petersen, Andrew Shanbrom, Jonathan Shapiro |
The Commission will consider whether to propose an amendment to Rule 15c6-1 under the Exchange Act to shorten the standard settlement cycle for most broker-dealer transactions from three business days after the trade date to two business days after the trade date.
For further information, please contact Jeffrey Mooney at 202-551-5712.