Open Meeting Agenda

Tuesday, November 15, 2016

Item 1: The Consolidated Audit Trail National Market System Plan
Office: Division of Trading and Markets
Staff: Stephen Luparello, Gary Goldsholle, David Shillman, David Hsu, Rebekah Liu, Jennifer Colihan, Leigh Duffy, John Lee, Ted Uliassi, Susan Poklemba

The Commission will consider whether to approve a proposed national market system ("NMS") plan to create, implement, and maintain a consolidated audit trail, submitted pursuant to Rule 613 of Regulation NMS.

For further information, please contact Rebekah Liu at 202-551-5665.