Open Meeting Agenda
Thursday, June 28, 2018
| Item 1: | Amendments to Smaller Reporting Company Definition |
| Office: | Division of Corporation Finance |
| Staff: | Elizabeth Murphy, Amy Reischauer, and Jennifer Riegel |
The Commission will consider whether to adopt amendments to the definition of "smaller reporting company" and other rules and forms in light of the new definition.
For further information, please contact Amy Reischauer or Jenny Riegel in the Division of Corporation Finance at 202-551-3460.
| Item 2: | Inline XBRL Filing of Tagged Data |
| Office: | Division of Economic and Risk Analysis, Division of Corporation Finance, Division of Investment Management |
| Staff: | Scott Bauguess, Mike Willis, Anzhela Knyazeva, Hermine Wong – Division of Economic and Risk Analysis
David Fredrickson, Mark Green – Division of Corporation Finance Dalia Blass, Sarah ten Siethoff, Michael Pawluk, John Foley – Division of Investment Management |
The Commission will consider whether to adopt amendments to rules and forms to require the use of the Inline eXtensible Business Reporting Language (XBRL) format for the submission of operating company financial statement information and fund risk/return summary information and related changes.
For further information, please contact Anzhela Knyazeva in the Division of Economic and Risk Analysis at 202-551-6411.
| Item 3: | Exchange-Traded Funds |
| Office: | Division of Investment Management |
| Staff: | Dalia Blass, Sarah ten Siethoff, Brian McLaughlin Johnson, Christian Sandoe, Melissa S. Gainor, Jacob D. Krawitz, Sumeera Younis, Joel Cavanaugh, John Foley, Zeena Abdul-Rahman |
The Commission will consider whether to propose rule 6c-11 under the Investment Company Act of 1940 that would permit exchange-traded funds that satisfy certain conditions to operate without first obtaining an exemptive order from the Commission, as well as related form amendments.
For further information, please contact Melissa S. Gainor in the Division of Investment Management at 202-551-6805.
| Item 4: | Investment Company Liquidity Disclosure |
| Office: | Division of Investment Management |
| Staff: | Dalia Blass, Sarah ten Siethoff, Thoreau Bartmann, Zeena Abdul-Rahman |
The Commission will consider whether to adopt amendments to Form N-PORT and Form N-1A related to disclosures of liquidity risk management for open end management investment companies.
For further information, please contact Thoreau Bartmann in the Division of Investment Management at 202-551-6745.
| Item 5: | Amendments to the Commission's Whistleblower Program Rules |
| Office: | Division of Enforcement and the Office of the General Counsel |
| Staff: | Stephanie Avakian, Steven Peikin, Jane Norberg, Emily Pasquinelli, Robert Stebbins, Michael Conley, Laura Jarsulic, Brian Ochs, William (Brooks) Shirey, Stephen Yoder, Thomas Karr |
The Commission will consider proposed amendments to the Commission's existing rules that govern the whistleblower award program.
For further information, please contact Emily Pasquinelli in the Division of Enforcement (Office of the Whistleblower) at 202-551-5973 or Brian Ochs in the Office of the General Counsel at 202-551-5067.
| Item 6: | Updated Regulatory Coordination Memorandum of Understanding |
| Office: | Division of Trading and Markets |
| Staff: | Brett Redfearn, Heather Seidel, Carol McGee, Joshua Kans, Kateryna Imus |
The Commission will consider whether it should enter into a revised memorandum of understanding with the Commodity Futures Trading Commission that would update and supersede the existing regulatory coordination memorandum of understanding between the two agencies.
For further information, please contact Carol McGee in the Division of Trading and Markets at 202-551-5954.