| 9:30 a.m. |
Welcome and Opening Remarks |
| 9:45 a.m. | Presentation on Block Pilot and Reference Data Service Proposal
- Tom Gira, FINRA
- Jonathan Sokobin, FINRA
|
| 10:30 a.m. | Draft Recommendation on Pennying in the Corporate Bond and Municipal Securities Markets
- Matt Andresen, Headlands Technologies
- Jude Arena, Bank of America Merrill Lynch
- John Bagley, MSRB
- John Cahalane, Tradeweb
- Peg Henry, Stifel Financial
- Justin Land, Wasmer Schroeder
|
| 11:30 a.m | Break |
| 11:45 a.m. | Draft Recommendations on Certain Principal Transactions with Advisory Clients
- Horace Carter, Raymond James
- Chris Kendall, Charles Schwab
- Anthony Liotti, UBS
- Marshall Nicholson, ICE Bonds
- Peter Sirbu, Ameriprise Financial
- Brad Winges, Hilltop Securities
|
| 12:45 p.m. | Lunch Break
|
| 1:30 p.m. | Updates from the Credit Ratings, ETFs and Bond Funds, and Corporate Bond Transparency Subcommittees |
| 2:15 p.m. | LIBOR Transition: Implications for the Corporate Bond and Municipal Securities Markets
- Tom Deas, National Association of Corporate Treasurers
- Ed Fitzpatrick, JP Morgan Asset Management
- David Knutson, Schroders
- Pat McCoy, Metropolitan Transportation Authority
- Julian Potenza, Fidelity Management & Research Co.
- Tom Wipf, Morgan Stanley
|
| 3:30 p.m. | Adjournment |
