 |
Home | Previous Page | |
|
||
 |
|
|
|
||
 |
|
|
|
|
|||||||||||||||
|
|
|||||||||||||||
|
|
Hedge Fund Roundtable
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Day 1 - May 14, 2003 |
| Opening Remarks | 9:00-9:15 a.m. | ||
| William H. Donaldson Chairman U.S. Securities and Exchange Commission | |||
| Panel 1- Hedge Funds - Overview, Role and Structure | 9:15-10:45 a.m. | ||
| Moderator: | |||
| Paul F. Roye Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Charles Gradante Managing Principal Hennessee Hedge Fund Advisory Group William Keunen Director Citco Fund Services (USA) Inc. Richard Lindsey President Bear Stearns Securities Corporation Michael Neus Principal and Chief General Counsel Andor Capital Management LLC Greg Newton President MAR/Hedge Joel Press Senior Partner Ernst & Young LLP Robert Schulman Co-Chief Executive Officer Tremont Advisers David Vaughan Partner Dechert LLP | |||
| Break | 10:45-11:00 a.m. | ||
| Panel 2 - Marketing Issues - How are Hedge Funds Marketed/Distributed? | 11:00 a.m.-12:30 p.m. | ||
| Moderator: | |||
| Elizabeth G. Osterman Assistant Chief Counsel, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Alan Beller Director, Division of Corporation Finance U.S. Securities and Exchange Commission Michael Butowsky Partner Mayer Brown Rowe & Maw Leroy Cody Managing Director American Express Alternative Investments James R. Hedges Founder, President and Chief Investment Officer LJH Global Investments, LLC Clark Hooper Executive Vice President of Disclosure Policy and Review, Regulatory Policy and Oversight NASD Judson P. Reis Partner The Sire Group of Partnerships, Sire Management Corporation Craig Russell Managing Director and Global Head of Sales and Marketing DB Absolute Return Strategies Michael Tiedemann Chief Operating Officer Tiedemann Investment Group | |||
| Lunch Break | 12:30-2:00 p.m. | ||
| Panel 3 - Issues Associated with Hedge Fund Disclosure, Transparency and Performance Fees | 2:00-3:30 p.m. | ||
| Moderator: | |||
| Robert E. Plaze Associate Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Peter Bernard Chief of Administration and Finance RiskMetrics Group George Hall Founder and President Clinton Group David A. Hsieh Professor of Finance Fuqua School of Business, Duke University Jean Karoubi President The LongChamp Group, Inc. Larry Simon President and Chief Executive Officer Ivy Asset Management Corp. David Swensen Chief Investment Officer Yale University Michael G. Tannenbaum Director, Hedge Fund Association Partner, Tannenbaum Helpern Syracuse & Hirschtritt LLP | |||
| Break | 3:30-3:45 p.m. | ||
| Panel 4 - Issues Associated with Valuation, Allocation, Use of Commissions and Personal Trading | 3:45-5:15 p.m. | ||
| Moderator: | |||
| Douglas Scheidt Associate Director and Chief Counsel Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Anthony Artabane Partner PricewaterhouseCoopers LLP Michael Dieschbourg Principal Silver Creek, LLC Bing Liang Assistant Professor of Finance Weatherhead School of Management, Case Western Reserve University Andrew W. Lo Harris & Harris Group Professor of Finance Sloan School of Management, Massachusetts Institute of Technology Richard Phillips Partner Kirkpatrick & Lockhart LLP Stephen Vine Partner Akin Gump Strauss Hauer & Feld LLP Robert Zack Senior Vice President and General Counsel OppenheimerFunds, Inc. | |||
| Day 1 Closing Comments | 5:15-5:30 p.m.. | ||
| Paul F. Roye Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Day 2 - May 15, 2003 |
| Preview of Day 2 of Roundtable | 9:00-9:15 a.m.. | ||
| Paul F. Roye Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panel 5 - Hedge Fund Strategies and Market Participation | 9:15-10:45 a.m. | ||
| Moderator: | |||
| Annette L. Nazareth Director, Division of Market Regulation U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Afsaneh Beschloss Chief Executive Officer and Chief Investment Officer Carlyle Asset Management Group Peter Borish Senior Managing Director of Business Development OneChicago LLC Peter Brown Executive Vice President Renaissance Technologies Corporation James Chanos President Kynikos Associates, Ltd. William N. Goetzmann Edwin J. Beinecke Professor of Finance and Management Studies Director, International Center for Finance Yale School of Management Lawrence E. Harris Chief Economist and Director, Office of Economic Analysis U.S. Securities and Exchange Commission William Heyman Executive Vice President and Chief Investment Officer The St. Paul Companies Andrew W. Lo Harris & Harris Group Professor of Finance Sloan School of Management, Massachusetts Institute of Technology Robert Steel Vice Chairman Goldman Sachs Group Mark Yusko President & CEO UNC Management Company, Inc. | |||
| Break | 10:45-11:00 a.m. | ||
| Panel 6 - Enforcement/Fraud Concerns | 11:00 a.m.-12:30 p.m. | ||
| Moderator: | |||
| Cynthia M. Fornelli Deputy Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Scott Berman Partner Brown Rudnick Berlack Israels LLP Stephen M. Cutler Director, Division of Enforcement U.S. Securities and Exchange Commission Thomas Fedorek Senior Managing Director Citigate Global Intelligence & Security Kristina L. Kneip Senior Staff Attorney/Examinations, Supervisor State of Washington, Department of Financial Institutions, Securities Division Patrick J. McCarty General Counsel Commodity Futures Trading Commission Pamela J. Parizek Associate Managing Director Kroll Inc. Lois Peltz President and Chief Executive Officer Infovest21 | |||
| Lunch Break | 12:30-2:00 p.m. | ||
| Panel 7 - Assessment of the Current Regulatory Framework | 2:00-5:00 p.m. | (includes a break from 3:30-3:45 p.m.) | |
| Moderator: | |||
| Paul F. Roye Director, Division of Investment Management U.S. Securities and Exchange Commission | |||
| Panelists: | |||
| Mark Anson Chief Investment Officer CalPERS Alan Beller Director, Division of Corporation Finance U.S. Securities and Exchange Commission Armando Belly General Counsel Soros Fund Management LLC Iain Cullen General Counsel, Alternative Investment Management Association Partner, Simmons & Simmons Jean-Claude Delespaul Secretary General Commission des Operations de Bourse (COB), France John G. Gaine President Managed Funds Association Frederick C. "Rick" Lake Co-Chairman Lake Partners, Inc. Sandra Manzke Founder & Co-Chief Executive Officer Tremont Advisers John Markese President and Chief Executive Officer American Association of Individual Investors Annette L. Nazareth Director, Division of Market Regulation U.S. Securities and Exchange Commission Robert Pozen John Olin Visiting Professor Harvard Law School Paul N. Roth Partner Schulte Roth & Zabel LLP Douglas Scheidt Associate Director and Chief Counsel Division of Investment Management U.S. Securities and Exchange Commission Christina Sinclair Head of Department, Business Standards Financial Services Authority, United Kingdom Jane Kang Thorpe Director, Division of Clearing and Intermediary Oversight Commodity Futures Trading Commission | |||
| Closing Remarks | 5:00 p.m.. | ||
| William H. Donaldson Chairman U.S. Securities and Exchange Commission | |||
http://www.sec.gov/spotlight/hedgefunds/hedgeagenda.htm
| Home | Previous Page | Modified: 05/09/2003 |