| 9:30-10:00 a.m. | Welcome Remarks and Continental Breakfast |
| 10:00-10:05 a.m. | Approval of Minutes of Previous Meeting |
| 10:05-10:30 a.m. | Discussion of Background Checks as a Means to Address Elder Financial Abuse (which may include a recommendation) |
| 10:30-11:30 a.m. | Discussion of DOL Fiduciary Rule Proposal |
| 11:30-12:15 p.m. | Shareholder Rights Update Panel |
| 12:15-2:45 p.m. | Lunch/Non-Public Administrative Session |
| 2:45-2:50 p.m. | Report of Advisory Committee Chair on Committee Matters |
| 2:50-3:30 p.m. | Investment Management Panel Discussion-Disclosure of Fees and Risks in Fund Products |
| 3:30 p.m. | Adjourn |
