| 9:30-10:00 a.m. | Networking Session and Continental Breakfast |
| 10:00-10:30 a.m. | Welcome Remarks |
| 10:30-10:35 a.m. | Approval of Minutes of Previous Meeting |
| 10:35-12:05 p.m. | Discussion Regarding Blockchain and Other Distributed Ledger Technology and Implications for Securities Markets
Confirmed Speakers:
- Jeff Bandman, Principal, Bandman Advisors. Former FinTech Advisor at the U.S. Commodity Futures Trading Commission (CFTC) and Director and Architect of LabCFTC.
- Michael C. Bodson, President and Chief Executive Officer, DTCC
- Nancy Liao, Associate Research Scholar in Law and the John R. Raben/Sullivan & Cromwell Executive Director at the Yale Law School Center for the Study of Corporate Law
- Adam Ludwin, Co-founder and Chief Executive Officer, Chain
- Fredrik Voss, Vice President, Blockchain Innovation, Nasdaq
|
| 12:05-1:30 p.m. | Lunch/Non-Public Administrative Session |
| 1:30-2:00 p.m. | Overview of Law School Clinic Advocacy Efforts on Behalf of Retail Investors
Confirmed Speakers:
- Nicole G. Iannarone, Director, Investor Advocacy Clinic, Assistant Clinical Professor, Georgia State University College of Law
- Qudsia Shafiq, Student Intern, Investor Advocacy Clinic, Georgia State University College of Law, JD Expected May 2018
- David White, Director, Investor Advocacy Project, Director, Conflict Management Program, Seton Hall University School of Law
|
| 2:00-3:00 p.m. | Discussion Regarding Electronic Delivery of Information to Retail Investors (which may include a Recommendation of the Investor as Purchaser Subcommittee)
Confirmed Speakers:
- Charles V. Callan, Senior Vice President, Regulatory and Corporate Affairs, Broadridge Financial Solutions
- Margaret Darin Hagan, Director of Legal Design Lab, Stanford Law School (by videoconference)
- Gary Mottola, Associate Director, FINRA Office of Investor Education
- Michael Woodall, Chief of Operations at Putnam Investments
|
| 3:00-3:10 p.m. | Subcommittee Reports |
| 3:10 p.m. | Adjourn |
