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Agenda: November 22, 2013, Meeting of the Securities and Exchange Commission Investor Advisory Committee

  • 10:00 - 10:45 a.m. Welcome Remarks
     
  • 10:45 - 10:55 a.m. Approval of Minutes
     
  • 10:55 a.m. - 12:30 p.m. Discussion of Recommendations
     
    • Recommendation of the Investor as Purchaser Subcommittee: Legislation to Fund Investment Adviser Examinations
       
    • Recommendation of the Investor as Purchaser Subcommittee: Broker-Dealer Fiduciary Duty
       
  • 12:30 - 1:00 p.m. Lunch Break
     
  • 1:00 - 2:30 p.m. Subcommittee Meetings
     
  • 2:30 - 3:30 p.m. Subcommittee Reports/Discussions
     
  • 3:30 - 4:30 p.m. Selection of Next Meeting Dates and New Business

 

 

http://www.sec.gov/news/otherwebcasts/2013/iac112213-agenda.htm


Modified: 11/21/2013