Applications for Exemption under Section 36 of the Securities Exchange Act of 1934

You may submit your Section 36 exemptive application by following the instructions below. Note: Please do not submit anything other than Section 36 exemptive applications.

Fields marked with an asterisk (*) are required.

Email address

Note: Your e-mail address will not be made publicly available.

Attach Files

You can submit up to 3 documents. We accept files in text (.txt extension), Microsoft Word (.doc or .docx extension), WordPerfect (.wpd extension), and PDF (.pdf extension). We do not accept any other file types. PDF files may not have active content.

Upload Documents

Maximum 3 files.
10 MB limit.
Allowed types: txt, pdf, doc, docx, wpd

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