SEC NEWS DIGEST Issue 2004-126 July 1, 2004 COMMISSION ANNOUNCEMENTS CHARLES FISHKIN NAMED DIRECTOR OF SEC'S NEW OFFICE OF RISK ASSESSMENT DIRECTOR TO COORDINATE INITIATIVE LAUNCHED BY CHAIRMAN IN 2003 The Commission today announced the selection of Charles A. Fishkin as the director of the newly formed Office of Risk Assessment (ORA). Mr. Fishkin will manage the overall risk assessment program, coordinating risk assessment activities across the agency, and will report directly to SEC Chairman William H. Donaldson. Chairman Donaldson said, "Charles Fishkin brings a unique combination of experience, skills and expertise in the field of risk management to the Commission. Coupled with his first-hand knowledge and keen understanding of the capital markets, he is an excellent choice to head the newly created Office of Risk Assessment. I look forward to having Charles as part of the SEC team." Mr. Fishkin, 44, most recently served as vice president of Firmwide Risk at Fidelity Investments in Boston. In this capacity, he was part of the firm's risk oversight unit, helping Fidelity manage risk across its businesses, including its mutual fund, brokerage, and employee benefits units. He also serves on the board of directors of the International Association of Financial Engineers and helped found the organization's operational risk committee, which he co-chairs. He has written and spoken extensively on risk management issues. Chairman Donaldson instituted the first-of-its-kind risk assessment initiative last year after conducting an internal review of how the agency deals with risk. The initiative built the framework for ORA by organizing internal risk teams in a "bottom-up" approach for each major program area. ORA will coordinate the internal risk teams to improve the agency's ability to anticipate potential problem areas across the securities industry, and will focus on early identification of new or resurgent forms of fraud and illegal or questionable activities. Chairman Donaldson said, "The Office of Risk Assessment, and the important ground work we've laid for this critical initiative, will help the agency ensure a process whereby senior managers at the Commission have the information necessary to make better, more informed decisions and to proactively adjust operations, resources, and methods of oversight to address new challenges and prevent problems." Fishkin said, "It is a special honor to join the SEC at this important point in the agency's history. There is a tremendous amount of intellectual capital at the Commission and I look forward to working with these talented and dedicated professionals. I thank Chairman Donaldson for selecting me to take on this new and exciting role." A Nebraska native, Mr. Fishkin has a bachelor's degree in Economics from the University of Chicago. He and his family reside in Wellesley, Mass. (Press Rel. 2004-92) COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the William O. Douglas Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. OPEN MEETING - WEDNESDAY, JULY 14, 2004 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, July 14, will be: 1. The Commission will consider whether to propose rule 203(b)(3)-2 under the Investment Advisers Act of 1940 to require hedge fund advisers to register with the Commission. The Commission also will consider whether to propose certain conforming and transitional amendments to rules 203(b)(3)-1, 204-2, 205-3, 206(4)-2 and Form ADV. For further information, please contact Vivien Liu at (202) 942- 0719. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF GOLDMAN, SACHS & CO. On July 1, the Commission announced the institution of settled administrative proceedings against Goldman, Sachs & Co. (Goldman) for violating the federal securities laws in connection with certain public offerings during 1999 and 2000 by making illegal offers of securities by email to certain of its institutional customers, for failing reasonably to supervise its employees and, in connection with one public offering, making inappropriate statements to the press. Goldman simultaneously consented, without admitting or denying the Commission's findings, to the issuance of a Commission order (Order) finding that Goldman violated Sections 5(b) and (c) of the Securities Act of 1933 (Securities Act). The Order also directs Goldman to cease and desist from committing or causing any violations, and any future violations, of these provisions of Section 5 and imposes a civil penalty of $2,000,000. According to the Order, Goldman violated Section 5(b) of the Securities Act in connection with four international public offerings for which the firm served as underwriter when certain salespersons on Goldman's New York Asian Shares Sales Desk (Desk) sent lengthy and detailed emails concerning the offerings to numerous institutional customers during the "waiting period," the period after a registration statement is filed, but before the Commission declares it to be effective. Section 5(b) of the Securities Act prohibits the making of written offers of securities (including by email) during the waiting period other than by means of a statutory prospectus. The Order finds that the emails described above did not contain the information required by the Securities Act for statutory prospectuses, and therefore violated Section 5(b). The Order also finds that in connection with one of these four offerings, a global, multi-billion dollar initial public offering by PetroChina Company Limited (PetroChina), Goldman violated Section 5(c) of the Securities Act when, during the "pre-filing period," the period before the registration statement was filed, a senior Goldman representative spoke to the press about PetroChina, and explained that the proceeds of the offering would be used in China, and not in Sudan. Under Section 5(c) of the Securities Act, during the pre-filing period, issuers and their representatives, such as Goldman, are prohibited from engaging in activities that could reasonably have the effect of arousing investors' interest in the issuer's securities. The Order finds that Goldman violated Section 5(c) of the Securities Act when, under the circumstances of this case, the senior Goldman representative spoke to the press on Goldman's behalf. Also, according to the Order, Goldman lacked an adequate system for applying the firm's procedures relating to compliance with Section 5 of the Securities Act to the Desk. The guidance and training provided to the Desk by Goldman was confusing and incomplete, which caused the members of the Desk to lack a clear understanding of their obligations under Section 5 of the Securities Act. Because the members of the Desk violated Section 5(b) of the Securities Act, and Goldman failed to have or to follow procedures reasonably designed to detect or prevent such violations, the Order finds that Goldman failed reasonably to supervise its employees for purposes of Section 15(b)(4)(E) of the Securities Exchange Act of 1934. (Rels. 33-8434; 34-49953; File No. 3-11533) SEC v. DENNIS BAKAL, ET AL. On June 22, the Honorable Clarence Cooper, U.S. District Judge for the Northern District of Georgia, entered a Final Judgment as to defendant Susan P. Dial (Dial), Chief Financial Officer of Professional Transportation Group, Ltd., Inc. (Professional Transportation), a trucking business headquartered in Marietta, Georgia. The judgment enjoined Dial from further violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and from aiding and abetting violations of Sections 10(b), 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. Dial consented to the entry of the judgment without admitting or denying any of the allegations of the Commission's complaint. Dial was also ordered to pay a civil penalty in the amount of $35,000, and was prohibited from acting as an officer or director of any issuer that has a class of registered securities. The complaint alleges that Dial and others engaged in a scheme to inflate the company's net income by recording fictitious sales revenue and recording receivables actually earned by another trucking entity controlled by Professional Transportation's majority shareholder. This scheme caused the company to fraudulently report a net profit for each quarter of 1999, instead of a net loss and cumulative net profit of $1.4 million for the six months ended June 30, 2000, instead of a net loss of $1.7 million. For further information see: LR-18388, Oct. 2, 2003, AAE Rel. 1887; LR-18684, April 27, 2004, AAE Rel. 1993. [SEC v. Dennis A. Bakal, et al., USDC, NDGA, Civil Action No. 1:03-CV-2909-CC] (LR-18773; AAE Rel. 2048) ROBERT KASIRER, JEROLD GOLDSTEIN, JOEL BOEHM, JAMES IVERSON AND VICTOR DHOOGE CHARGED WITH FRAUDULENT OFFER AND SALE OF $131 MILLION OF MUNICIPAL REVENUE BONDS The Commission announced that it filed a complaint in the U.S. District Court for the Northern District of Illinois on June 29 against Robert A. Kasirer, Jerold V. Goldstein, Joel T. Boehm, James E. Iverson and Victor P. Dhooge. The complaint alleges that the Defendants, acting in concert, fraudulently offered and sold over $131 million of municipal revenue bonds to members of the public. The Commission's complaint alleges that the Defendants offered and sold the bonds in question through a series of eleven offerings underwritten by the now-defunct, Minnesota firm of Miller & Schroeder Financial, Inc. (Miller & Schroeder). The complaint alleges that the purported purpose of each bond offering was to finance the development of a specified healthcare facility by Heritage Housing Development, Inc., a company effectively controlled by Defendant Kasirer (Heritage). The complaint alleges that the Defendants represented in offering documents that the proceeds from each bond offering would be used to finance one specific healthcare facility. The complaint alleges that from the very beginning the costs of developing the Heritage facilities, outstripped the proceeds from the facilities' respective bond offering. The complaint alleges that the Defendants covered the resulting cash shortfalls by operating a type of Ponzi scheme, commingling bond proceeds and diverting bond proceeds from more recent offerings to pay the expenses of earlier projects. The complaint alleges that beginning in February 2000, the Heritage facilities ran out of money and defaulted on their obligations to bondholders. The Commission's complaint also alleges that Defendants Kasirer and Goldstein controlled Heritage and personally directed the commingling and misapplication of bond proceeds and that Defendants Iverson and Dhooge, representatives of Miller & Schroeder, managed the underwriting of the various bond offerings, despite their knowledge that bond proceeds were being wrongfully commingled and diverted. The complaint alleges that Defendant Boehm, an attorney who acted as counsel for Miller & Schroeder in the bond offerings, issued favorable legal opinions despite his knowledge that bond proceeds were being wrongfully commingled and diverted. The Commission seeks the entry of permanent injunctions, disgorgement of any ill-gotten gains plus prejudgment interest and civil penalties against Kasirer, Goldstein, Boehm, Iverson and Dhooge. [SEC v. Kasirer, et al., Civil Action No. 04 C 4340, USDC, ND IL] (LR-18774) HOLDING COMPANY ACT RELEASES ENTERGY CORPORATION An order has been issued authorizing Entergy Corporation (Entergy) to issue and sell from time to time through June 30, 2007, up to $2 billion in any combination at any one time outstanding the following: (1) common stock; (2) unsecured long-term indebtedness and equity-linked securities; and (3) preferred securities, including specifically trust preferred securities. Entergy has been authorized to issue and sell unsecured short-term indebtedness in an aggregate principal amount outstanding at any time not to exceed $2.5 billion. In addition, among other things, Entergy has been authorized to enter into various hedging transactions. (Rel. 35-27864) EMERA INC., ET AL. An order has been issued approving a request by Emera Inc. (Emera), a registered holding company under the Act, its direct and indirect subsidiary companies Emera US Holdings Inc., BHE Holdings Inc., Bangor Hydro-Electric Company and the direct and indirect subsidiary companies of Emera listed in Exhibit A to the application for authorization to engage in certain financing and other transactions through Oct. 30, 2007. Among other things, the Commission reserved jurisdiction over the transactions requested in the application for the period from Oct. 30, 2004, to June 30, 2007, pending completion of the record. (Rel. 35- 27865) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-DTC-2003-09) by The Depository Trust Company. The rule change authorizes DTC to establish a service called the Destruction of Non-Transferable Securities Certificate Program, which would allow DTC to destroy certain certificates that represent positions in securities for which transfer agent services are not available and have not been available for six years or longer. (Rel. 34-49930) The Commission approved a proposed rule change (SR-PCX-2004-12) and Amendment Nos. 1, 2, and 3 thereto submitted by the Pacific Exchange to create an additional processing capability for PNP Orders called "PNP Plus". Publication is expected in the Federal Register during the week of July 5. (Rel. 34-49942) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MONEYGRAM INTERNATIONAL INC, 1550 UTICA AVENUE SOUTH, MINNEAPOLIS, MN, 55416, 9525913000 - 7,811,134 ($157,081,905.00) Equity, (File 333-116976 - Jun. 30) (BR. 08) SB-2 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 72,379,930 ($13,028,387.40) Equity, (File 333-116977 - Jun. 30) (BR. 03) S-8 REPUBLIC AIRWAYS HOLDINGS INC, 2500 S HIGH SCHOOL ROAD, SUITE 160, INDIANAPOLIS, IN, 46241, 0 ($3,591,244.00) Other, (File 333-116978 - Jun. 30) (BR. 05) S-8 TECHNOLOGY ACQUISITION CORP, 2807 WINNETKA, STE 713, DALLAS, TX, 75204, 2149482990 - 70,000 ($700.00) Equity, (File 333-116979 - Jun. 30) (BR. 05) S-3 TEGAL CORP /DE/, 2201 S MCDOWELL BLVD, PO BOX 6020, PETALUMA, CA, 94955, 7077635600 - 9,151,661 ($15,786,615.00) Equity, (File 333-116980 - Jun. 30) (BR. 36) S-4 VIROLOGIC INC, 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 64,698,957 ($162,127,975.00) Equity, (File 333-116981 - Jun. 30) (BR. 01) S-8 NIDEC CORP, 338 TONOSHIRO-CHO,KUZE, MINAMI-KU,KYOTO, JAPAN, M0, 601-8205, 81759221111 - 24,700 ($1,695,161.00) ADRs/ADSs, (File 333-116982 - Jun. 30) (BR. 36) S-8 BEAR STEARNS COMPANIES INC, ONE METROTECH NORTH, 9TH FL, BROOKLYN, NY, 11201, 3476439862 - 13,325 ($1,122,564.63) Equity, (File 333-116983 - Jun. 30) (BR. 07) S-8 NOMURA HOLDINGS INC, 9-1 NIHONBASHI 1-CHOME, CHUO-KU 103-8645, TOKYO JAPAN, M0, 00000, 0 ($36,652,520.00) Equity, (File 333-116985 - Jun. 30) (BR. 07) S-3 SMTC CORP, 635 HOOD ROAD, MARKHAM, ONTARIO CANADA, L3R 4N6, 9054791810 - 16,750,422 ($10,552,766.00) Equity, (File 333-116986 - Jun. 30) (BR. 36) S-8 GLAMIS GOLD LTD, 5190 NEIL ROAD, SUITE 310, RENO, NV, 89502, 7758274600 - 0 ($80,190,000.00) Equity, (File 333-116987 - Jun. 30) (BR. 04) S-8 SLIPPERY ROCK FINANCIAL CORP, 100 SOUTH MAIN ST, SLIPPERY ROCK, PA, 16057, 7247942210 - 272,000 ($7,515,360.00) Equity, (File 333-116989 - Jun. 30) (BR. 07) S-1 WHEELING PITTSBURGH CORP /DE/, 1134 MARKET STREET, WHEELING, WV, 26003, 3042342460 - 4,025,000 ($87,745,000.00) Equity, (File 333-116990 - Jun. 30) (BR. 06) S-8 GERBER SCIENTIFIC INC, 83 GERBER RD WEST, SOUTH WINDSOR, CT, 06074, 8606441551 - 0 ($8,272,626.00) Equity, (File 333-116991 - Jun. 30) (BR. 36) S-3 EPIQ SYSTEMS INC, 501 KANSAS AVENUE, KANSAS CITY, KS, 66105-1309, 9136219500 - 0 ($50,000,000.00) Other, (File 333-116992 - Jun. 30) (BR. 03) S-8 MCGRAW-HILL COMPANIES INC, 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, 2125122000 - 0 ($732,640,000.00) Equity, (File 333-116993 - Jun. 30) (BR. 05) S-8 1ST CENTENNIAL BANCORP, 218 EAST STATE STREET, REDLANDS, CA, 92373, 9097983611 - 95,118 ($2,235,273.00) Equity, (File 333-116995 - Jun. 30) (BR. 07) S-8 ARIAD PHARMACEUTICALS INC, 26 LANDSDOWNE ST, CAMBRIDGE, MA, 02139, 6174940400 - 0 ($22,889,978.00) Equity, (File 333-116996 - Jun. 30) (BR. 01) S-8 YI WAN GROUP INC, 101 E. 52 STREET, 9TH FLOOR, NEW YORK, NY, 10022-6018, 212-752-9700 - 325,000 ($487,500.00) Equity, (File 333-116997 - Jun. 30) (BR. 08) S-8 NOVASTAR FINANCIAL INC, 8140 WARD PARKWAY, STE 300, KANSAS CITY, MO, 64114, 8162377000 - 0 ($94,062,500.00) Equity, (File 333-116998 - Jun. 30) (BR. 08) S-3 MEDICAL INFORMATION TECHNOLOGY INC, MEDITECH CIRCLE, WESTWOOD, MA, 02090, 781-821-3000 - 1,789,593 ($29,109,869.00) Equity, (File 333-116999 - Jun. 30) (BR. 03) S-8 ALTIGEN COMMUNICATIONS INC, 4555 CUSHING PARKWAY, FREMONT, CA, 94538, 5102529712 - 1,765,506 ($4,947,290.92) Other, (File 333-117000 - Jun. 30) (BR. 37) S-3 ANDREW CORP, 10500 W 153RD ST, ORLAND PARK, IL, 60462, 7083493300 - 0 ($33,066,000.00) Equity, (File 333-117001 - Jun. 30) (BR. 06) S-8 ADESA INC, 13085 HAMILTON CROSSING BLVD, CARMEL, IN, 46032, 8009233725 - 0 ($220,892,000.00) Other, (File 333-117002 - Jun. 30) (BR. 05) S-8 FINDWHAT COM INC, 5220 SUMMERLIN COMMONS BLVD, N/A, FORT MYERS, FL, 33907, (239) 561-7229 - 3,000,000 ($66,840,000.00) Equity, (File 333-117003 - Jun. 30) (BR. 08) S-3 STANDARD MANAGEMENT CORP, 10689 NORTH PENNSYLVANIA AVENUE, INDIANAPOLIS, IN, 46240, 3175746200 - 521,428 ($1,848,462.00) Equity, (File 333-117004 - Jun. 30) (BR. 01) S-8 HUDSON HIGHLAND GROUP INC, 622 THIRD AVE, NEW YORK, NY, 10017, 2129774200 - 500,000 ($15,205,000.00) Equity, (File 333-117005 - Jun. 30) (BR. 37) S-8 HUDSON HIGHLAND GROUP INC, 622 THIRD AVE, NEW YORK, NY, 10017, 2129774200 - 500,000 ($15,205,000.00) Equity, (File 333-117006 - Jun. 30) (BR. 37) S-8 SONICWALL INC, 1160 BORDEAUX DRIVE, SUNNYVALE, CA, 94089, 4087459600 - 4,244,520 ($33,806,413.20) Equity, 3,000,000 ($3,000,000.00) Other, (File 333-117007 - Jun. 30) (BR. 08) S-8 RES CARE INC /KY/, 10140 LINN STATION RD, LOUISVILLE, KY, 40223, 5023942100 - 100,000 ($1,234,000.00) Equity, (File 333-117008 - Jun. 30) (BR. 08) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 2,000,000 ($50,000.00) Equity, (File 333-117009 - Jun. 30) (BR. 04) S-3 AMERICAN FINANCIAL GROUP INC, ONE EAST FOURTH STREET, SUITE 919, CINCINNATI, OH, 45202, 5135792121 - 115,000,000 ($115,000,000.00) Unallocated (Universal) Shelf, (File 333-117010 - Jun. 30) (BR. 01) S-8 GREATER BAY BANCORP, 2860 WEST BAYSHORE ROAD, PALO ALTO, CA, 94303, 4153751555 - 6,375,000 ($178,117,500.00) Equity, (File 333-117012 - Jun. 30) (BR. 07) S-8 GREATER BAY BANCORP, 2860 WEST BAYSHORE ROAD, PALO ALTO, CA, 94303, 4153751555 - 10,000,000 ($10,000,000.00) Other, (File 333-117013 - Jun. 30) (BR. 07) S-3 NSTAR/MA, 800 BOYLSTON ST, BOSTON, MA, 02199, 6174242000 - 2,000,000 ($94,900,000.00) Equity, (File 333-117014 - Jun. 30) (BR. 02) S-8 NEXTEL PARTNERS INC, 4500 CARILLON POINT, KIRKLAND, WA, 98033, 4255763600 - 0 ($95,220,000.00) Equity, (File 333-117015 - Jun. 30) (BR. 37) S-3 ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 0 ($260,000,000.00) Debt Convertible into Equity, (File 333-117016 - Jun. 30) (BR. 36) S-8 WELLMAN INC, 595 SHREWSBURY AVENUE, SHREWSBURY, NJ, 07702, (732)212-3300 - 0 ($7,840,000.00) Equity, (File 333-117017 - Jun. 30) (BR. 06) SB-2 NOVA OIL INC, 17922 NORTH HATCH ROAD, COLBERT, WA, 99005, 5094660576 - 764,500 ($79,230.00) Equity, (File 333-117018 - Jun. 30) (BR. 04) S-2 NESTOR INC, 400 MASSASOIT AVE, STE 200, PROVIDENCE, RI, 02914, 4014345522 - 427,397 ($1,726,684.00) Equity, (File 333-117019 - Jun. 30) (BR. 03) S-8 NATURAL ALTERNATIVES INTERNATIONAL INC, 1185 LINDA VISTA DR, SAN MARCOS, CA, 92069, 6197447340 - 0 ($7,700,000.00) Equity, (File 333-117020 - Jun. 30) (BR. 01) S-8 PHOTON DYNAMICS INC, 5970 OPTICAL COURT, SAN JOSE, CA, 95138-1400, 4082269900 - 650,000 ($20,803,250.00) Equity, (File 333-117021 - Jun. 30) (BR. 36) S-3 ADVENTRX PHARMACEUTICALS INC, 9948 HIBERT STREET SUITE 100, SAN DIEGO, CA, 92131, 8582719671 - 20,887,548 ($35,299,956.00) Other, (File 333-117022 - Jun. 30) (BR. 01) S-3 MARTIN MIDSTREAM PARTNERS LP, 4200 STONE ROAD, KILGORE, TX, 75662, 9039836200 - 0 ($200,000,000.00) Other, (File 333-117023 - Jun. 30) (BR. 04) S-8 JONES LANG LASALLE INC, 200 E RANDOLPH DR, CHICAGO, IL, 60601, 3127825800 - 750,000 ($20,430,000.00) Other, (File 333-117024 - Jun. 30) (BR. 08) S-4 ENCORE ACQUISITION CO, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX, 76102, 8178779955 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-117025 - Jun. 30) (BR. 04) SB-2 RENOVO HOLDINGS, 1111 N. ORLANDO AVE., 1111 N. ORLANDO AVE., WINTER PARK, FL, 32789, 407-435-3959 - 368,687,500 ($5,899,000.00) Equity, (File 333-117027 - Jun. 30) (BR. 02) S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DRIVE, CHELMSFORD, MA, 01824, (978) 262-2400 - 0 ($14,692,500.00) Equity, (File 333-117029 - Jun. 30) (BR. 36) S-8 EMMIS COMMUNICATIONS CORP, ONE EMMIS PLAZA, 40 MONUMENT CIRCLE SUITE 700, INDIANAPOLIS, IN, 46204, 3172660100 - 0 ($79,020,000.00) Equity, (File 333-117033 - Jun. 30) (BR. 37) S-4 DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-117034 - Jun. 30) (BR. 08) S-1 Atlas America Public # 14-2004 Program, 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 412-262-2830 - 12,500 ($125,000,000.00) Limited Partnership Interests, (File 333-117035 - Jun. 30) (BR. ) S-3 ENCORE ACQUISITION CO, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX, 76102, 8178779955 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-117036 - Jun. 30) (BR. 04) S-3 ACCREDITED HOME LENDERS HOLDING CO, 510,697 ($14,508,901.77) Equity, (File 333-117037 - Jun. 30) (BR. 05) SB-2 KH FUNDING CO, 10801 LOCKWOOD DRIVE SUITE 370, SILVER SPRING, MD, 20901, 0 ($84,999,000.00) Non-Convertible Debt, (File 333-117038 - Jun. 30) (BR. 07) SB-2 SENSE HOLDINGS INC, 7300 W MCNAB ROAD, SUNRISETAMARAC, FL, 33321, 9547471422 - 23,825,668 ($11,965,086.00) Equity, (File 333-117039 - Jun. 30) (BR. 06) SB-2 AXM PHARMA INC, 3960 HOWARD HUGHES PARKWAY, SUITE 500, LAS VEGAS, NV, 89109, 7029903659 - 3,461,401 ($16,303,198.71) Other, (File 333-117040 - Jun. 30) (BR. 01) S-3 CIVITAS BANKGROUP INC, 4 CORPORATE CENTRE, 810 CRESCENT CENTRE DRIVE, STE. 320, FRANKLIN, TN, 37067, (615) 383-4758 - 1,244,444 ($10,079,996.40) Equity, (File 333-117041 - Jun. 30) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 3M CO DE X 06/30/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE X X 06/25/04 ABRAMS INDUSTRIES INC GA X X 04/16/04 AMEND Accredited Mortgage Loan Trust 2004-2 DE X 06/25/04 ACE CASH EXPRESS INC/TX TX X X 06/30/04 ACE SECURITIES CORP HOME EQUITY LOAN DE X X 06/25/04 AEGIS ASSET BACKED SEC CORP MORT PAS DE X X 06/25/04 AEGIS ASSET BACKED SEC TR MORT PASS T DE X X 06/25/04 AEROCENTURY CORP DE X X 06/30/04 ALLOY INC DE X 06/28/04 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X X 06/29/04 AMCAST INDUSTRIAL CORP OH X 06/29/04 AMERIQUEST MORTGAGE SECURITIES INC DE X X 06/30/04 AMERIQUEST MORTGAGE SECURITIES INC DE X X 06/30/04 AMYLIN PHARMACEUTICALS INC DE X X 06/30/04 ANTHRACITE CAPITAL INC MD X X 06/30/04 APOLLO GOLD CORP X 06/24/04 ARPEGGIO ACQUISITION CORP DE X X 06/30/04 ASPEN EXPLORATION CORP DE X 06/28/04 ASSET BACKED FUNDING CORP DE X X 06/30/04 ASSET BACKED FUNDING CORP ABFC ASSET DE X X 06/25/04 Asset Backed Funding Corp. ABFC Asset DE X X 06/25/04 ASSET BACKED SEC CORP ASSET BACK PASS DE X X 06/25/04 ASSET-BACKED CERTIFICATES SERIES 2004 DE X 06/25/04 ASTEC INDUSTRIES INC TN X X 06/30/04 AUTEO MEDIA INC NV X 06/30/04 AUTOCORP EQUITIES INC NV X X 06/01/04 AUTOZONE INC NV X X 06/29/04 AVALON HOLDINGS CORP OH X 06/25/04 AVON PRODUCTS INC NY X 06/24/04 AXEDA SYSTEMS INC DE X 06/30/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/04 BANC OF AMERICA MORT SEC INC MORT PS NY X X 06/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE X X 06/25/04 BANC OF AMERICA MORT SECS INC MORT PA DE X X 06/25/04 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 06/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE X X 06/25/04 BANCAFFILIATED INC X X 06/29/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 06/20/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/04 BARNEYS NEW YORK INC X X 06/30/04 BASSETT FURNITURE INDUSTRIES INC VA X X 06/30/04 BEA SYSTEMS INC DE X X 06/29/04 BEAR STEARNS ALT A MORT PASS THR CERT DE X X 06/26/04 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 06/26/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE X X 06/26/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY X X 06/25/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 06/25/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 06/25/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE X 06/25/04 BEAR STEARNS ASSET BACKED SEC INC SER DE X 06/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE X 06/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE X X 06/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE X X 06/25/04 BLUE RIDGE REAL ESTATE CO PA X X 06/23/04 BNS CO DE X X X 06/16/04 BROOKE CORP KS X X 06/30/04 BROWN TOM INC /DE DE X X 06/28/04 BROWN TOM INC /DE DE X 06/23/04 BRYN MAWR BANK CORP PA X X 12/19/03 AMEND C&D TECHNOLOGIES INC DE X X 06/30/04 CALIFORNIA PIZZA KITCHEN INC CA X X 06/30/04 CALLON PETROLEUM CO DE X X 06/30/04 CARDINAL HEALTH INC OH X 06/30/04 CARRINGTON MORTGAGE LOAN TRUST, SERIE X X 06/30/04 CATALINA MARKETING CORP/DE DE X X 06/29/04 CATALYST INTERNATIONAL INC DE X X 06/28/04 CENTRAL NATURAL RESOURCES INC DE X 06/30/04 CHEESECAKE FACTORY INCORPORATED DE X 06/29/04 CHURCHILL DOWNS INC KY X X 06/25/04 CITADEL BROADCASTING CORP DE X X 06/30/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 06/24/04 CITIGROUP MORTGAGE LOAN TRUST INC X X 06/29/04 CLUBCORP INC DE X X 06/29/04 COLONY RESORTS LVH ACQUISITIONS LLC NV X X 06/18/04 COMMERCIAL CAPITAL BANCORP INC NV X X 06/30/04 COMMERCIAL NATIONAL FINANCIAL CORP /P PA X 06/30/04 COMPUSONICS VIDEO CORP CO X 06/30/04 CONSTELLATION BRANDS, INC. DE X X X 06/30/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/30/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/30/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/30/04 CRITICAL HOME CARE INC NV X X X X 06/22/04 AMEND CROWN CASTLE INTERNATIONAL CORP DE X X 06/28/04 CSFB MORTGAGE BACKED PASS THR CERTS S DE X X 06/25/04 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 06/25/04 CTI MOLECULAR IMAGING INC DE X 06/30/04 CURAGEN CORP DE X X 06/30/04 CWABS INC DE X X 06/30/04 CWABS INC DE X X 06/30/04 CWABS INC DE X X 06/28/04 CWABS INC DE X X 06/30/04 CWABS INC DE X X 06/30/04 CWABS INC DE X X 06/30/04 CWALT INC X 06/30/04 CWMBS INC DE X 06/30/04 CWMBS INC DE X 06/30/04 CWMBS INC DE X 06/30/04 DANA CORP VA X 06/30/04 DELTA FINANCIAL CORP DE X X 06/29/04 DISCOVERY LABORATORIES INC /DE/ DE X X 06/30/04 DIVOT GOLF CORP DE X 06/29/04 DPAC TECHNOLOGIES CORP CA X 06/21/04 DSTAGE COM INC DE X X 06/29/04 DUANE READE INC DE X X 06/30/04 E CENTIVES INC DE X 06/30/04 EAST PENN FINANCIAL CORP X X 06/29/04 ECI TELECOM LTD/ X X 06/30/04 EDGE PETROLEUM CORP DE X X 06/25/04 EDUCATION FUNDING CAPITAL TRUST-IV DE X X 06/18/04 EMERSON RADIO CORP DE X X 06/29/04 EMMIS COMMUNICATIONS CORP IN X X 06/30/04 EMPIRE RESORTS INC DE X X 06/30/04 ENDOCARE INC DE X X 06/30/04 ENERGY CORP OF AMERICA WV X 06/30/04 ENVIRO ENERGY CORP DE X 06/24/04 EXELIXIS INC DE X 06/30/04 EXIDE TECHNOLOGIES DE X X 06/29/04 FACTORY 2 U STORES INC DE X 06/25/04 FANTATECH INC DE X X 06/10/04 FENTURA FINANCIAL INC MI X X 06/30/04 FINANCIAL ASSET SECURITIES CORP DE X X 06/30/04 FINANCIAL ASSET SECURITIES CORP DE X X 06/30/04 FIRST CHESTER COUNTY CORP PA X 03/31/04 AMEND FIRST HORIZON ASSET SECURITIES INC DE X X 06/28/04 FIRST HORIZON ASSET SECURITIES INC DE X X 06/28/04 FIRST HORIZON ASSET SECURITIES INC DE X X 06/30/04 FIRST HORIZON ASSET SECURITIES INC DE X X 06/30/04 FIRST HORIZON ASSET SECURITIES INC DE X X 06/28/04 FIRST HORIZON ASSET SECURITIES INC DE X X 06/30/04 FIRSTFED FINANCIAL CORP DE X 06/29/04 FONEFRIEND INC DE X X 05/26/04 AMEND FRANKLIN ELECTRONIC PUBLISHERS INC PA X X 06/29/04 GALAXY NUTRITIONAL FOODS INC DE X X 06/25/04 GAMES INC DE X 06/28/04 GENERAL COMMUNICATION INC AK X X 06/28/04 GENERAL MILLS INC DE X X 06/30/04 GENESIS HEALTHCARE CORP PA X X 06/23/04 GERON CORPORATION DE X X 06/30/04 GREENWICH CAPITAL ACCEP MORT LOAN PAS DE X X 06/19/04 GREENWICH CAPITAL ACCEPTANCE INC DE X X 06/30/04 GREENWICH CAPITAL ACCEPTANCE INC DE X X 06/30/04 GS MORTGAGE SECURITIES CORP DE X X 06/28/04 GS MORTGAGE SECURITIES CORP GSAMP TRU DE X 05/25/04 GST NETWORK FUNDING INC DE X 06/18/04 GST TELECOMMUNICATIONS INC DE X 06/18/04 GST USA INC DE X 06/18/04 HARKEN ENERGY CORP DE X X 06/23/04 HEALTHSOUTH CORP DE X X 06/30/04 HEALTHSOUTH CORP DE X X 06/30/04 HEMLOCK FEDERAL FINANCIAL CORP DE X X 06/29/04 HUDSON CITY BANCORP INC DE X X 06/30/04 HUDSON VALLEY HOLDING CORP NY X X 06/29/04 IMPAC MORTGAGE HOLDINGS INC MD X 06/30/04 INCARA PHARMACEUTICALS CORP DE X X 06/29/04 INDYMAC INDX MORTGAGE LOAN TRUST 200 X 04/26/04 INDYMAC MBS INC X X 06/30/04 INET TECHNOLOGIES INC DE X X 06/29/04 INFOCROSSING INC DE X 06/30/04 INNKEEPERS USA TRUST/FL MD X 06/29/04 INTERACTIVE MULTIMEDIA NETWORK INC DE X 06/29/04 INTERLINE BRANDS INC X 06/30/04 INTERNET BUSINESS INTERNATIONAL INC NV X X 06/25/04 INTERPHARM HOLDINGS INC DE X 06/29/04 INTERSTAR SECURITISATION MANAGEMENT P X X 06/30/04 INTRAOP MEDICAL CORP NV X X 06/29/04 INVICTA GROUP INC X X 06/30/04 IPASS INC DE X 06/30/04 IVILLAGE INC DE X X 06/29/04 J2 GLOBAL COMMUNICATIONS INC DE X X 06/29/04 KMART HOLDING CORP DE X 06/30/04 KORN FERRY INTERNATIONAL DE X X 06/08/04 AMEND LAKEFIELD VENTURES INC X X 05/19/03 AMEND LASER MORTGAGE MANAGEMENT INC DE X X 06/28/04 LEHMAN ABS CORP MORTGAGE PASS-THROUGH DE X 06/25/04 LIFEPOINT INC DE X X 06/30/04 LMI AEROSPACE INC MO X X 05/17/04 LMI AEROSPACE INC MO X X 06/29/04 LODGENET ENTERTAINMENT CORP DE X 06/29/04 LONE STAR STEAKHOUSE & SALOON INC DE X X 06/29/04 LONE STAR STEAKHOUSE & SALOON INC DE X X 06/29/04 AMEND LORAL ORION INC DE X 06/29/04 LORAL SPACE & COMMUNICATIONS LTD D0 X 06/29/04 MAIN STREET BANKS INC /NEW/ GA X X 06/30/04 MARKLAND TECHNOLOGIES INC FL X X X 06/29/04 MARKLAND TECHNOLOGIES INC FL X 06/29/04 MARTIN MIDSTREAM PARTNERS LP DE X X 06/30/04 MARTIN MIDSTREAM PARTNERS LP DE X X 06/30/04 MARTIN MIDSTREAM PARTNERS LP DE X X 12/23/03 AMEND MAXIMUS INC VA X 06/22/04 MERITAGE CORP MD X X 06/15/04 AMEND MERIX CORP OR X X 06/30/04 METRIS COMPANIES INC DE X 06/29/04 MILLER HERMAN INC MI X 06/30/04 MILLER HERMAN INC MI X 06/30/04 AMEND MISSION RESOURCES CORP DE X X X 06/30/04 MOBILE REACH INTERNATIONAL INC DE X 01/02/04 AMEND MONEYGRAM INTERNATIONAL INC DE X X 06/29/04 MONSANTO CO /NEW/ DE X X 06/30/04 MONSANTO CO /NEW/ DE X X 06/30/04 AMEND MORTGAGE PASS THROUGH CERTIFICATES SE DE X X 06/20/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 06/25/04 MS STRUCTURED ASSET CORP CBT SERIES 2 DE X 06/25/04 MYLAN LABORATORIES INC PA X X 06/28/04 NASTECH PHARMACEUTICAL CO INC DE X X 06/29/04 NATIONAL CITY CORP DE X X 06/30/04 NATIONAL WINE & SPIRITS INC IN X 06/29/04 NAVISITE INC DE X X 06/29/04 NESTOR INC DE X X 06/30/04 NEW CENTURY EQUITY HOLDINGS CORP DE X X X 06/18/04 NEW CENTURY MORTGAGE SECURITIES INC DE X X 06/23/04 NORTHEAST INDIANA BANCORP INC DE X X 06/30/04 NUI CORP /NJ/ NJ X X 06/30/04 NYMAGIC INC NY X X 06/30/04 OHIO CASUALTY CORP OH X X 06/29/04 ORTHOVITA INC X 06/30/04 ORYX TECHNOLOGY CORP DE X 06/28/04 OVERLAND STORAGE INC CA X 06/30/04 PANHANDLE EASTERN PIPE LINE CO LLC DE X 06/29/04 PARK ELECTROCHEMICAL CORP NY X 06/30/04 PETER KIEWIT SONS INC /DE/ DE X X 06/28/04 PHH CORP MD X X 06/28/04 PLANETLINK COMMUNICATIONS INC GA X X 06/25/04 AMEND POLYONE CORP X X 06/29/04 PPOL INC CA X 06/30/04 PRINCIPAL LIFE INSURANCE CO IA X 06/30/04 PRINCIPAL LIFE INSURANCE CO IA X 06/30/04 PRINCIPAL LIFE INSURANCE CO IA X 06/30/04 PTEK HOLDINGS INC GA X X 06/30/04 QUADRAMED CORP DE X 06/30/04 RAB HOLDINGS INC DE X 06/29/04 REINSURANCE GROUP OF AMERICA INC MO X X 05/26/04 RENOVO HOLDINGS NV X X 06/11/04 RENTECH INC /CO/ CO X X X 06/29/04 RENTRAK CORP OR X X 06/29/04 RICHARDSON ELECTRONICS LTD/DE DE X 06/30/04 AMEND RIM HOLDINGS INC X X X X 06/29/04 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO X X 06/30/04 RONSON CORP NJ X X 06/29/04 SCANSOFT INC DE X X 06/15/04 SEACOAST BANKING CORP OF FLORIDA FL X X 06/24/04 SECURITY INTELLIGENCE TECHNOLOGIES IN FL X X 06/29/04 SENECA FOODS CORP /NY/ NY X 06/30/04 SEROLOGICALS CORP DE X 06/30/04 SIEBEL SYSTEMS INC DE X 04/20/04 AMEND SIGHT RESOURCE CORP DE X 06/30/04 SIMULATIONS PLUS INC X X 06/29/04 SINGING MACHINE CO INC DE X X 06/30/04 SIRIUS SATELLITE RADIO INC DE X X 06/30/04 SMTC CORP DE X 06/29/04 SOUTHWESTERN ENERGY CO AR X 06/30/04 SPEEDWAY MOTORSPORTS INC DE X X 06/29/04 STONEPATH GROUP INC DE X X 06/17/04 AMEND STORAGE TECHNOLOGY CORP DE X 06/29/04 Structured Adjustable Rate Mortgage L DE X X 06/25/04 STRUCTURED ASSET MORT INV INC MORT P DE X X 06/20/04 STRUCTURED ASSET MORT INV INC MORT BA DE X X 06/26/04 STRUCTURED ASSET MORT INV INC MORT PA DE X X 06/20/04 STRUCTURED ASSET MORT INV INC MORT PS DE X X 06/20/04 STRUCTURED ASSET MORT PASS THRU CERTS DE X X 06/20/04 Structured Asset Mort Pass Thru Certs DE X X 06/28/04 STRUCTURED ASSET MORTGAGE INVEST MORT X X 06/20/04 STRUCTURED ASSET MORTGAGE INVEST TRUS NY X X 06/20/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 06/20/04 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 06/21/04 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 06/28/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 06/20/04 STRUCTURED ASSET SECS CORP MOR PAS TH DE X X 06/25/04 STRUCTURED ASSET SECS CORP MORT PASS- DE X X 06/25/04 STRUCTURED ASSET SECS CORP MORT PASS- DE X X 05/26/04 STRUCTURED ASSET SECURITIES CORP DE X X 06/30/04 Structured Asset Securities Corp Mort DE X 06/25/04 Structured Asset Securities Corp Mort DE X 06/25/04 Structured Asset Securities Corp Mort DE X 06/25/04 SYNBIOTICS CORP CA X X 06/28/04 SYPRIS SOLUTIONS INC DE X X 06/30/04 SYPRIS SOLUTIONS INC DE X X 06/30/04 TALLY HO VENTURES INC DE X 06/23/04 TECHNOLOGY FUNDING PARTNERS III L P DE X 06/30/04 TECHNOLOGY FUNDING VENTURE PARTNERS V DE X 06/30/04 TEKTRONIX INC OR X X 06/29/04 TELEFLEX INC DE X X 06/30/04 TELENETICS CORP CA X 06/30/04 TELTRONICS INC DE X X 06/29/04 AMEND TIPPERARY CORP TX X X 06/09/04 TITAN INTERNATIONAL INC IL X X 06/30/04 TOTAL ENTERTAINMENT RESTAURANT CORP DE X 06/30/04 TRANSOCEAN INC E9 X X 06/30/04 TRUSERV CORP DE X X 06/29/04 TUFCO TECHNOLOGIES INC DE X 06/29/04 TURBOCHEF TECHNOLOGIES INC DE X 05/21/04 AMEND UNIFIRST CORP MA X X 06/30/04 UNION BANKSHARES CORP VA X X 06/29/04 UNITECH ENERGY CORP X X X X X X 12/30/03 AMEND uWink, Inc. UT X X 06/28/04 V F CORP PA X X 06/30/04 VALCOM INC DE X X 06/30/04 VALENCE TECHNOLOGY INC DE X 06/28/04 VETERINARY PET SERVICES INC X 06/30/04 VICOR CORP DE X X 06/30/04 VIKING SYSTEMS INC NV X 04/15/04 AMEND VITALSTREAM HOLDINGS INC NV X 06/16/04 VOYAGER ONE INC NV X 06/25/04 WARWICK VALLEY TELEPHONE CO NY X 06/30/04 WEST PHARMACEUTICAL SERVICES INC PA X 06/30/04 WESTMORELAND COAL CO DE X X 06/29/04 WET SEAL INC DE X X 06/29/04 WINN DIXIE STORES INC FL X 06/29/04 WINTHROP PARTNERS 79 LTD PARTNERSHIP MA X 06/22/04 WORLD WRESTLING ENTERTAINMENTINC DE X X 05/20/04 WORLDSPAN L P DE X X 06/29/04 XICOR INC CA X X 06/30/04 YAHOO INC DE X 06/30/04 ZIM CORP A6 X X 06/01/04 AMEND ROCKPORT HEALTHCARE GROUP INC DE X X 06/29/04