SEC NEWS DIGEST Issue 2004-237 December 10, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF GRAHAM ANDREWS An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in the matter of Graham Andrews. The Order Instituting Proceedings alleged that on July 28, 2004, the U.S. District Court for the Southern District of New York entered a final judgment of default against Graham Andrews that (i) permanently enjoined him from, directly or indirectly, violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b-20, and 13a-1 thereunder; (ii) disgorged $65,000 of his ill-gotten gains, plus $19,601.41 in prejudgment interest; (iii) ordered him to pay a third-tier civil penalty; and (iv) barred him from acting as an officer or director of any issuer that has a class of securities registered pursuant to Exchange Act Section 12 or that is required to file reports pursuant to Exchange Act Section 15(d). The Default Order finds these allegations to be true and bars Respondent Graham Andrews from participating in an offering of penny stock. (Rel. 34-50826; File No. 3-11596) HOLDING COMPANY ACT RELEASES CENTERPOINT ENERGY, INC., ET AL. An order has been issued authorizing Utility Holding, LLC, a wholly- owned subsidiary of CenterPoint Energy, Inc. (CenterPoint), a registered holding company, to dividend the proceeds from both phases of the sale of Texas Genco Holdings, Inc. to CenterPoint. Utility Holding will pay the dividends out of its capital account. (Rel. 35-27921) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL GRANTED An order has been issued granting the application of Twin Disc, Incorporated to withdraw its common stock, no par value, and its preferred stock purchase rights, from listing and registration on the New York Stock Exchange, effective at the opening of business on December. 10. (Rel. 34-50827) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Jan. 4, 2005, to comment on the application of Plymouth Rubber Company, Inc. to withdraw its class A and class B common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34- 50829) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MCDONALDS CORP, ONE MCDONALD'S PLZ, OAK BROOK, IL, 60523, 6306233000 - 0 ($350,160,000.00) Equity, (File 333-121092 - Dec. 9) (BR. 05) S-8 FINELINE PROPERTIES INC, 110 SOUTH WATER STREET, SUITE 302, KENT, OH, 44240, 3306785558 - 21,800,000 ($278,250.00) Equity, (File 333-121093 - Dec. 9) (BR. 37) S-11 Cole Credit Property Trust II Inc, 2555 E CAMELBACK ROAD, SUITE 400, PHOENIX, AZ, 86016, 602.778.8700 - 0 ($495,108,974.00) Equity, (File 333-121094 - Dec. 9) (BR. 08) S-3 TAG IT PACIFIC INC, 21900 BURBANK BLVD., SUITE 270, WOODLAND HILLS, CA, 91367, 8184444100 - 3,811,647 ($16,428,199.00) Equity, (File 333-121095 - Dec. 9) (BR. 02) F-3 HDFC BANK LTD, SANDOZ HOUSE, DR ANNIE BESANT RD, WORLI MUMBAI INDIA, INDIA, K7, 00000, 91224957676 - 0 ($300,000,000.00) ADRs/ADSs, (File 333-121096 - Dec. 9) (BR. 07) S-8 KYOCERA CORP, 6, TAKEDA TOBADONO-CHO, FUSHIMI-KU, KYOTO, M0, 612-8501, 81-75-604-3500 - 30,000 ($2,157,000.00) Equity, (File 333-121098 - Dec. 9) (BR. 36) S-8 AVVAA WORLD HEALTH CARE PRODUCTS INC, PO BOX 335, 3018 SCHAEFFER ROAD, FALKLAND BC CANADA, A1, V0E 1W0, 250-379-2727 - 30,000 ($8,400.00) Equity, (File 333-121099 - Dec. 9) (BR. 04) S-8 INTERNATIONAL FOOD PRODUCTS GROUP INC, 180 NEWPORT CENTER DRIVE, SUITE 180, NEWPORT BEACH, CA, 92660, 9497208470 - 7,000,000 ($490,000.00) Equity, (File 333-121100 - Dec. 9) (BR. 02) S-8 LISKA BIOMETRY INC, 6066 VINEYARD DRIVE, OTTAWA, A6, K1C 2M5, 613-837-1909 - 0 ($171,000.00) Equity, (File 333-121101 - Dec. 9) (BR. 05) S-8 NEW RIVER PHARMACEUTICALS INC, 1881 GROVE AVENUE, RADFORD, VA, 24141, 5406337900 - 1,620,000 ($23,481,900.00) Equity, (File 333-121102 - Dec. 9) (BR. 01) S-8 YI WAN GROUP INC, 101 E. 52 STREET, 9TH FLOOR, NEW YORK, NY, 10022-6018, 212-752-9700 - 500,000 ($355,000.00) Equity, (File 333-121103 - Dec. 9) (BR. 08) S-8 NORTHROP GRUMMAN CORP /DE/, 1840 CENTURY PK E, C/O NORTHROP GRUMMAN CORP, LOS ANGELES, CA, 90067, 3105536262 - 10,000,000 ($569,700,000.00) Equity, (File 333-121104 - Dec. 9) (BR. 05) S-8 MAXIMUM DYNAMICS INC, 2 N CASCADE AVE, STE 1100, COLORADO SPRINGS, CO, 80903, 7193811728 - 8,963,793 ($367,515.51) Equity, (File 333-121105 - Dec. 9) (BR. 03) S-8 IMCO RECYCLING INC, 5215 N OCONNOR BLVD, SUITE 1500, IRVING, TX, 75039, 9724017200 - 0 ($25,721,136.00) Equity, (File 333-121106 - Dec. 9) (BR. 06) S-4 HOST MARRIOTT L P, 6903 ROCKLEDGE DR, SUITE 1500, BETHESDA, MD, 20817-1109, 240-744-1000 - 0 ($350,000,000.00) Equity, (File 333-121109 - Dec. 9) (BR. 08) S-8 CIENA CORP, 1201 WINTERSON ROAD, LINTHICUM, MD, 21090, 4108658500 - 0 ($24,483,306.00) Equity, (File 333-121110 - Dec. 9) (BR. 37) S-8 HOLOGIC INC, 35 CROSBY DRIVE, BEDFORD, MA, 01730, 7819997300 - 500,000 ($12,430,000.00) Equity, (File 333-121111 - Dec. 9) (BR. 36) S-3 NEOSE TECHNOLOGIES INC, 102 WITMER RD, HORSHAM, PA, 19044, 2154415890 - 1 ($75,000,000.00) Equity, (File 333-121112 - Dec. 9) (BR. 01) SB-2 ST Online Corp., 359 - 240TH STREET, LANGLEY, A1, V3A 6H5, (604) 534-3879 - 2,000,000 ($200,000.00) Equity, (File 333-121114 - Dec. 9) (BR. ) S-8 TEXXON INC, 207 NORTH GILBERT, SUITE 210-D, GILBERT, AZ, 85234, 4802150195 - 3,000,000 ($450,000.00) Equity, (File 333-121115 - Dec. 9) (BR. 04) S-4 FLEXTRONICS INTERNATIONAL LTD, 0654495255 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-121116 - Dec. 9) (BR. 36) S-8 AGILE SOFTWARE CORP, 6373 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119, 4082844000 - 3,982,957 ($33,069,961.91) Equity, (File 333-121117 - Dec. 9) (BR. 03) S-8 New Century Energy Corp., 5851 SAN FELIPE, SUITE 775, HOUSTON, TX, 77057, 7132664344 - 9,700,000 ($9,457,500.00) Equity, (File 333-121118 - Dec. 9) (BR. 04) SB-2 RMS TITANIC INC, 3340 PEACHTREE ROAD NE, SUITE 1225, ATLANTA, GA, 30326, 404-842-2600 - 2,704,838 ($2,204,443.00) Equity, (File 333-121119 - Dec. 9) (BR. 05) S-3 AMERICREDIT FINANCIAL SERVICES INC, C/O AMERICREDIT FINANCIAL SERVICES INC, 801 CHERRY ST STE 3900, FORT WORTH, TX, 76102, 8173027000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-121120 - Dec. 9) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY INSURANCE GROUP CA 1.01,9.01 12/07/04 3D SYSTEMS CORP DE 5.02,9.01 12/09/04 ACCESS NATIONAL CORP VA 1.02 12/01/04 AMEND ACTUANT CORP WI 1.01,9.01 12/03/04 ADVANCE AUTO PARTS INC DE 5.02,9.01 12/03/04 ADVANCED DIGITAL INFORMATION CORP WA 2.02,9.01 12/09/04 ADVANCED PLANT PHARMACEUTICALS INC DE 4.01,9.01 09/15/04 ADVANCIS PHARMACEUTICAL CORP 1.01,9.01 12/03/04 AIRGATE PCS INC /DE/ DE 1.01,9.01 12/07/04 AK STEEL HOLDING CORP DE 1.01 12/08/04 ALAMOSA HOLDINGS INC DE 1.01,9.01 12/09/04 ALLEGHENY ENERGY INC MD 1.01,1.02 12/06/04 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 12/09/04 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 12/09/04 ALLIANCE GAMING CORP NV 8.01 12/08/04 AMERICAN BUSINESS FINANCIAL SERVICES DE 1.01,9.01 12/03/04 AMERICAN ENTERPRISE MVA ACCOUNT 4.01,9.01 11/22/04 AMEND AMERICAN EXPRESS CO NY 4.01,9.01 11/22/04 AMEND AMERICAN EXPRESS CO NY 4.01,9.01 11/22/04 AMEND AMERICAN EXPRESS CREDIT CORP DE 4.01,9.01 11/22/04 AMEND AMERICAN HEALTHWAYS INC DE 1.01 09/01/04 AMERICAN HEALTHWAYS INC DE 5.02 12/06/04 AMERICAN RIVER BANKSHARES CA 2.01,9.01 12/06/04 AMEND AMERIPATH INC DE 1.01 12/03/04 AMGEN INC DE 1.01,9.01 12/06/04 AMREP CORP OK 2.02,9.01 10/31/04 ANADIGICS INC DE 7.01 12/09/04 ANALYTICAL SURVEYS INC CO 2.02,9.01 12/09/04 AQUILA INC DE 2.06 12/03/04 ARCH CAPITAL GROUP LTD DE 1.01,2.03,9.01 12/06/04 ARRAY BIOPHARMA INC DE 1.01,8.01,9.01 12/09/04 ARVINMERITOR INC IN 1.01,9.01 12/07/04 ASI TECHNOLOGY CORP NV 5.02 12/07/04 ASPECT COMMUNICATIONS CORP CA 1.01,9.01 12/03/04 ASSET BACKED SEC CORP FIELDSTONE MORT DE 8.01,9.01 05/25/04 AMEND Asset-Backed Pass-Through Certificate DE 9.01 12/01/04 AT&T CORP NY 7.01 12/09/04 AVATECH SOLUTIONS INC DE 1.01,3.02 12/06/04 AVON PRODUCTS INC NY 7.01 12/07/04 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,8.01,9.01 12/07/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 01/26/04 AMEND BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 01/26/04 AMEND BEAR STEARNS ASSET BACKED CERTIFICATE DE 8.01,9.01 06/25/04 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/26/04 BEAR STEARNS DEPOSITOR INC SERIES 200 8.01,9.01 12/01/04 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 12/01/04 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 12/01/04 BEARINGPOINT INC DE 4.02 11/15/04 BERRY PETROLEUM CO DE 7.01 12/09/04 BFC FINANCIAL CORP FL 7.01 12/09/04 BIOPURE CORP DE 8.01,9.01 12/08/04 BLONDER TONGUE LABORATORIES INC DE 5.02,9.01 12/07/04 BLUE MOON GROUP INC DE 1.01,3.02,9.01 11/12/04 BNP RESIDENTIAL PROPERTIES INC MD 1.01 12/07/04 BNS CO DE 1.01,3.03,8.01,9.01 12/08/04 BNS CO DE 5.03,9.01 12/06/04 BORGWARNER INC DE 8.01 12/09/04 BRANDMAKERS INC UT 5.01,5.02,9.01 11/05/04 BREAM VENTURES INC NV 1.01,8.01,9.01 12/03/04 BRINKER INTERNATIONAL INC DE 5.02,9.01 12/06/04 BRISTOL MYERS SQUIBB CO DE 5.02 12/06/04 BRITESMILE INC UT 7.01,9.01 12/08/04 BRUNSWICK CORP DE 1.01 12/06/04 BULL RUN CORP GA 8.01 12/07/04 BURLINGTON NORTHERN SANTA FE CORP DE 8.01,9.01 11/18/04 CANDIES INC DE 1.01,5.03 12/06/04 CAPITAL ONE AUTO RECEIVABLES LLC DE 8.01,9.01 12/09/04 CARC INC SC 5.02 09/30/04 CAREMARK RX INC DE 1.01,9.01 12/03/04 CARREKER CORP DE 5.02,9.01 12/08/04 CASEYS GENERAL STORES INC IA 2.02,7.01,9.01 12/08/04 CATALYST LIGHTING GROUP INC DE 1.01,9.01 12/03/04 CATHAY MERCHANT GROUP, INC. DE 1.01 12/03/04 CAVALIER HOMES INC DE 8.01 12/09/04 CELL ROBOTICS INTERNATIONAL INC CO 1.01,2.03,3.02,5.02,7.01,9.01 12/04/04 CELLEGY PHARMACEUTICALS INC CA 1.01,9.01 12/09/04 CEPHALON INC DE 8.01,9.01 12/08/04 CFS BANCORP INC DE 1.01,9.01 12/03/04 CHASE MORTGAGE FINANCE CORP DE 8.01,9.01 11/26/04 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 12/09/04 CHENIERE ENERGY INC DE 8.01,9.01 12/08/04 CHEVRONTEXACO CORP DE 5.02 12/09/04 CHINA ENERGY SAVINGS TECHNOLOGY, INC. NV 2.02,9.01 12/03/04 CHINA WORLD TRADE CORP NV 3.02 08/26/04 CHIRON CORP DE 8.01,9.01 12/07/04 CHURCH & DWIGHT CO INC /DE/ DE 5.02,9.01 11/09/04 AMEND CIENA CORP DE 2.02,9.01 12/09/04 CIT GROUP INC DE 7.01 12/08/04 CITGO PETROLEUM CORP DE 8.01 12/08/04 CITIGROUP INC DE 9.01 12/09/04 CITRIX SYSTEMS INC DE 7.01,9.01 12/09/04 CLAYTON WILLIAMS ENERGY INC /DE DE 2.06,7.01,9.01 12/07/04 CLOROX CO /DE/ DE 1.01,2.03,9.01 12/07/04 CLX ENERGY INC CO 5.02 12/07/04 CNL INCOME FUND II LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND III LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND IV LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND IX LTD FL 4.02 12/07/04 CNL INCOME FUND IX LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND V LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND VI LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND VII LTD FL 4.02 12/07/04 CNL INCOME FUND VII LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND VIII LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND X LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XI LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XII LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XIII LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XIV LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XV LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XVI LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XVII LTD FL 1.01,9.01 12/07/04 CNL INCOME FUND XVIII LTD FL 1.01,9.01 12/07/04 CNL INCOME PROPERTIES INC MD 1.01,2.01,9.01 12/03/04 COACH INDUSTRIES GROUP INC NV 5.02,9.01 12/03/04 COFFEE PACIFICA INC NV 8.01 12/09/03 COLLAGENEX PHARMACEUTICALS INC DE 1.01,5.02 12/07/04 COLONIAL PROPERTIES TRUST AL 8.01,9.01 12/08/04 COLONIAL REALTY LIMITED PARTNERSHIP DE 8.01,9.01 12/08/04 COMC INC DE 1.01,2.01,3.02,9.01 12/03/04 Copano Energy, L.L.C. DE 5.02,9.01 12/03/04 CORPORATE PROPERTY ASSOCIATES 15 INC MD 4.02 12/03/04 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 12/09/04 COX COMMUNICATIONS INC /DE/ DE 7.01,9.01 12/09/04 CREDIT ACCEPTANCE CORPORATION MI 5.02,9.01 12/07/04 CROSSROADS SYSTEMS INC DE 8.01,9.01 12/09/04 CWABS INC DE 8.01,9.01 12/07/04 CWALT INC 8.01,9.01 09/30/04 CWALT INC 8.01,9.01 09/29/04 DANAHER CORP /DE/ DE 1.01,5.03,9.01 12/07/04 DANIELSON HOLDING CORP DE 5.02,9.01 12/08/04 DAVE & BUSTERS INC MO 2.02 12/08/04 Dermisonics, Inc 1.01,3.02,9.01 12/03/04 DIRECTV GROUP INC DE 1.01,2.05,9.01 12/03/04 DISCOVERY LABORATORIES INC /DE/ DE 1.01,3.02,8.01,9.01 12/03/04 DRESS BARN INC CT 1.01,8.01,9.01 12/08/04 DRESSER INC DE 7.01 12/09/04 EASTMAN KODAK CO NJ 2.05,9.01 12/07/04 EBIX INC DE 1.01 12/04/04 ECOLAB INC DE 1.02,8.01,9.01 12/08/04 EMPS RESEARCH CORP UT 7.01,9.01 12/09/04 Emrise CORP DE 1.01,5.03,9.01 12/08/04 ENESCO GROUP INC IL 5.02 12/08/04 EON COMMUNICATIONS CORP DE 2.02,9.01 12/09/04 EPOCH HOLDING CORP 8.01 12/09/04 ESTERLINE TECHNOLOGIES CORP DE 2.02,9.01 12/09/04 EURONET WORLDWIDE INC DE 7.01,9.01 12/09/04 EURONET WORLDWIDE INC DE 7.01,9.01 12/09/04 EVANS & SUTHERLAND COMPUTER CORP UT 1.01 12/03/04 EXPERIENTIAL AGENCY INC NV 8.01,9.01 12/08/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.01,5.02,8.01,9.01 12/07/04 FINISAR CORP DE 2.02,9.01 10/31/04 FIRST INVESTORS FINANCIAL SERVICES GR TX 7.01,9.01 12/09/04 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02 12/06/04 FLORIDA ROCK INDUSTRIES INC FL 1.01 12/09/04 FLYI INC DE 1.01 12/09/04 FOREST CITY ENTERPRISES INC OH 2.02 12/09/04 FOREST CITY ENTERPRISES INC OH 2.02 12/09/04 FORTUNE BRANDS INC DE 1.01,3.03,9.01 12/07/04 FRANKFORT TOWER INDUSTRIES INC DE 1.03,7.01 11/23/04 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,8.01,9.01 12/09/04 FUTOMIC INDUSTRIES INC NJ 1.01,2.01,3.02 08/15/03 GADZOOKS INC TX 4.01,9.01 12/03/04 AMEND GAMING & ENTERTAINMENT GROUP INC UT 1.01,9.01 12/08/04 GATX CORP NY 1.01,9.01 12/07/04 GENERAL NUTRITION CENTERS INC PA 8.01,9.01 12/08/04 GENERAL NUTRITION CENTERS INC PA 2.02,9.01 12/09/04 GETTY IMAGES INC DE 7.01,9.01 12/09/04 GLENBOROUGH REALTY TRUST INC MD 2.05,9.01 12/03/04 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 10/27/04 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 11/18/04 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 11/18/04 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 11/30/04 GNC CORP DE 8.01,9.01 12/08/04 GNC CORP DE 2.02,9.01 12/09/04 GOLDEN PATRIOT CORP NV 8.01 12/07/04 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 4.02 12/03/04 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02 12/09/04 GPS INDUSTRIES, INC. NV 1.01,9.01 12/08/04 GRAMERCY CAPITAL CORP MD 1.01,3.02,9.01 12/03/04 GRAPHON CORP/DE DE 1.01 12/03/04 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.05,5.03 12/09/04 GREIF INC DE 2.02,9.01 12/08/04 GS Mortgage GSAA Home Eq. Trust 2004- DE 8.01,9.01 11/24/04 GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 02/25/04 AMEND GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 03/25/04 AMEND GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 04/26/04 AMEND GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 05/25/04 AMEND GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 06/25/04 AMEND GTECH HOLDINGS CORP DE 1.01,2.03 12/05/04 GUITAR CENTER INC DE 7.01,9.01 12/09/04 HAGGAR CORP NV 5.02,7.01,9.01 12/02/04 HARTFORD LIFE INSURANCE CO CT 9.01 12/09/04 HARTVILLE GROUP INC NV 5.02 12/06/04 HAWAIIAN HOLDINGS INC DE 3.02,9.01 12/08/04 HAYES LEMMERZ INTERNATIONAL INC DE 8.01,9.01 12/09/04 HEI INC MN 1.01,9.01 12/03/04 HENNESSY ADVISORS INC 5.05,9.01 11/03/04 HEWITT ASSOCIATES INC DE 7.01,9.01 12/08/04 HOME FEDERAL BANCORP IN 8.01 11/22/04 HOME INTERIORS & GIFTS INC TX 1.01,9.01 12/06/04 HOMEBANC MORTGAGE TRUST 2004-1 DE 8.01,9.01 08/25/04 AMEND Homestar Mortgage Acceptance Corp Ass DE 9.01 12/09/04 HORNBECK OFFSHORE SERVICES INC /LA DE 2.04,8.01,9.01 12/03/04 HUBBELL INC CT 1.01,9.01 12/06/04 HURCO COMPANIES INC IN 2.02 12/08/04 HUTTIG BUILDING PRODUCTS INC DE 1.01,2.01,2.03 12/03/04 I MANY INC DE 1.01,9.01 12/03/04 ICOS CORP / DE DE 5.02,9.01 12/07/04 IDS LIFE INSURANCE CO MN 4.01,9.01 11/22/04 AMEND IMCO RECYCLING INC DE 7.01 12/09/04 IMMUNICON CORP 8.01,9.01 12/09/04 IMPAC CMB Trust Series 2004-10 DE 2.01,9.01 12/09/04 INDEPENDENCE HOLDING CO DE 9.01 12/09/04 INDEPENDENT BANK CORP MI 1.01,5.02,8.01 12/09/04 INDEPENDENT BANK CORP MI 8.01 12/09/04 INERGY L P DE 7.01,9.01 12/09/04 INFONET SERVICES CORP 1.01,9.01 11/09/04 AMEND INGERSOLL RAND CO LTD 9.01 12/09/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 12/07/04 INNOVEX INC MN 5.02,9.01 12/08/04 Intermix Media, Inc. DE 1.01,5.02,9.01 12/03/04 INTERNATIONAL DISPLAYWORKS, INC OR 5.02,9.01 12/08/04 INTERNATIONAL PAPER CO /NEW/ NY 1.01,2.03,9.01 11/17/04 AMEND INTERSTATE BAKERIES CORP/DE/ DE 2.05,9.01 12/08/04 INVITROGEN CORP DE 8.01,9.01 12/09/04 ITT INDUSTRIES INC IN 1.01,5.02,5.03,9.01 12/06/04 J CREW GROUP INC NY 7.01,9.01 12/09/04 JACUZZI BRANDS INC DE 2.02,9.01 12/09/04 KFORCE INC FL 3.02,9.01 12/03/04 KILROY REALTY CORP MD 8.01,9.01 12/08/04 KING PHARMACEUTICALS INC TN 4.02,9.01 12/07/04 KINTERA INC 1.01,2.01,9.01 12/03/04 KIRKLANDS INC 2.02,9.01 12/03/04 KITE REALTY GROUP TRUST MD 7.01,9.01 12/09/04 KNBT BANCORP INC PA 1.01,9.01 12/08/04 KORN FERRY INTERNATIONAL DE 2.02,9.01 12/08/04 LANCASTER COLONY CORP OH 1.01 12/09/04 LANDAMERICA FINANCIAL GROUP INC VA 8.01,9.01 12/08/04 LANVISION SYSTEMS INC DE 1.01,1.02,5.02,9.01 12/08/04 LAWSON SOFTWARE INC DE 2.05 12/09/04 LEAR CORP /DE/ DE 1.01,3.03,5.03,9.01 12/07/04 LENNOX INTERNATIONAL INC DE 8.01 12/04/04 LEXON TECHNOLOGIES INC DE 2.01,3.02 12/08/04 LIBERTY MEDIA INTERNATIONAL INC DE 1.01,2.03,9.01 12/02/04 LITFUNDING CORP NV 8.01,9.01 12/09/04 LODGENET ENTERTAINMENT CORP DE 8.01,9.01 12/08/04 Logistical Support, Inc UT 8.01,9.01 12/07/04 LUBYS INC DE 5.02 12/08/04 MACK CALI REALTY CORP MD 1.01,9.01 12/07/04 MACK CALI REALTY L P DE 1.01,9.01 12/07/04 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 12/09/04 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 12/08/04 MANU FORTI GROUP INC 5.02 12/03/04 MARKLAND TECHNOLOGIES INC FL 1.01,3.02,9.01 12/07/04 MARTEK BIOSCIENCES CORP DE 2.02,9.01 12/09/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 06/25/04 AMEND MAXI GROUP INC NV 8.01 12/06/04 MAXTOR CORP DE 1.01,5.02,9.01 12/03/04 MAYS J W INC NY 2.02 10/31/04 MEDCATH CORP DE 2.05 11/05/04 AMEND MEDIA SERVICES GROUP INC NV 1.01 12/01/04 AMEND MEDISCIENCE TECHNOLOGY CORP NJ 7.01,9.01 12/09/04 MEDVEST HOLDINGS CORP 1.01,9.01 12/05/04 MERRILL LYNCH DEPOSITOR INC DE 8.01,9.01 12/01/04 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/04 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/04 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 12/01/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/25/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/26/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/27/04 AMEND METLIFE INC DE 8.01,9.01 12/09/04 METRO-GOLDWYN-MAYER INC DE 7.01,9.01 12/09/04 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 12/08/04 MICRON ENVIRO SYSTEMS INC NV 8.01 12/09/04 MILLS CORP DE 1.01 12/01/04 MOLEX INC DE 4.01,5.02,7.01,9.01 12/09/04 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 12/07/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/28/04 AMEND MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 07/26/04 AMEND MortgageIT Holdings, Inc. MD 1.01,9.01 12/09/04 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 2.01,9.01 11/30/04 MSC SOFTWARE CORP DE 1.01,5.02,5.03,9.01 12/03/04 MULTIBAND CORP MN 2.06 11/15/04 MYRIAD GENETICS INC DE 8.01,9.01 12/09/04 NATIONAL BEEF PACKING CO LLC DE 1.01,9.01 12/09/04 NATIONAL COAL CORP FL 1.01,9.01 12/06/04 NATIONAL SEMICONDUCTOR CORP DE 2.02,9.01 12/09/04 NATIONWIDE FINANCIAL SERVICES INC/ DE 5.03,9.01 12/08/04 NATIONWIDE LIFE INSURANCE CO OH 1.01,5.03,9.01 11/29/04 NCI BUILDING SYSTEMS INC DE 2.02,9.01 12/08/04 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 12/07/04 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE 1.01,9.01 12/09/04 NORTHWEST AIRLINES CORP DE 1.01 12/03/04 NORTHWEST NATURAL GAS CO OR 5.02 12/06/04 NORTIA CAPITAL PARTNERS, INC. FL 2.01,3.03,5.02,8.01,9.01 12/08/04 NUVELO INC DE 1.01,2.01,9.01 12/03/04 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01 12/07/04 OMI CORP/M I 1.01,2.03,3.02,8.01,9.01 12/07/04 ONYX SOFTWARE CORP/WA WA 8.01,9.01 12/09/04 ORCHID BIOSCIENCES INC 5.02,9.01 12/03/04 ORIENTAL FINANCIAL GROUP INC PR 5.02,9.01 06/04/04 ORTEC INTERNATIONAL INC DE 3.02,9.01 12/03/04 OZOLUTIONS INC 3.02,5.01,5.02,9.01 09/23/04 PACCAR INC DE 5.02 10/04/04 AMEND PACCAR INC DE 5.02 08/06/04 AMEND PACKAGING CORP OF AMERICA 8.01,9.01 12/08/04 PANERA BREAD CO DE 7.01,9.01 12/09/04 PaperFree Medical Solutions, Inc. 4.01,9.01 11/24/04 AMEND PC CONNECTION INC DE 8.01 12/09/04 PEERLESS SYSTEMS CORP DE 2.02,9.01 12/09/04 PEMSTAR INC MN 2.05 09/30/04 AMEND PENDER INTERNATIONAL INC DE 5.01,5.02,5.03 07/09/04 PENDER INTERNATIONAL INC DE 5.02,5.03,9.01 09/21/04 PENN VIRGINIA CORP VA 5.02,9.01 12/09/04 PEOPLES BANCORP INC OH 2.05,8.01 12/07/04 PEOPLES BANCORP INC OH 2.05,8.01 12/07/04 AMEND PEP BOYS MANNY MOE & JACK PA 1.01,9.01 12/08/04 PHARMION CORP 1.01,9.01 12/03/04 PHIBRO ANIMAL HEALTH CORP 1.01,9.01 12/08/04 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,9.01 12/06/04 PLIANT CORP UT 8.01 12/06/04 POWERWAVE TECHNOLOGIES INC DE 2.03,3.02,9.01 12/07/04 PPT VISION INC MN 2.02,9.01 12/09/04 PRE PAID LEGAL SERVICES INC OK 1.01 12/09/04 PRIME GROUP REALTY TRUST MD 8.01 12/09/04 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 12/03/04 PROTECTIVE LIFE CORP DE 8.01 12/09/04 PROTECTIVE LIFE INSURANCE CO TN 8.01 12/09/04 PSI ENERGY INC IN 2.03,9.01 12/07/04 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 12/09/04 PURE CYCLE CORP DE 5.02 12/09/04 PURE CYCLE CORP DE 5.03 12/09/04 PYR ENERGY CORP DE 2.02,9.01 12/03/04 QUANTA SERVICES INC DE 7.01,9.01 12/09/04 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 12/09/04 QUEPASA CORP NV 3.02 12/03/04 RANGE RESOURCES CORP DE 7.01,9.01 12/08/04 RANGE RESOURCES CORP DE 1.01,8.01,9.01 12/08/04 RAPID BIO TESTS CORP NV 1.01,5.02,8.01,9.01 12/02/04 RED HAT INC DE 1.01,2.01,9.01 12/06/04 RENEGADE VENTURE NEV CORP CO 9.01 12/09/04 AMEND RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 12/08/04 RESOURCE AMERICA INC DE 2.02 09/30/04 RICHARDSON ELECTRONICS LTD/DE DE 8.01 12/09/04 ROANOKE ELECTRIC STEEL CORP VA 2.02,9.01 12/09/04 RTI INTERNATIONAL METALS INC OH 8.01,9.01 12/01/04 SABRE HOLDINGS CORP DE 7.01,9.01 12/09/04 SAVANNAH ELECTRIC & POWER CO GA 8.01,9.01 12/02/04 SCHUFF INTERNATIONAL INC DE 8.01,9.01 12/08/04 SELECTICA INC DE 1.01,5.02,9.01 12/03/04 SHELLS SEAFOOD RESTAURANTS INC DE 1.01,3.02,9.01 12/07/04 SHURGARD STORAGE CENTERS INC WA 5.02,8.01,9.01 12/03/04 SILVER STAR ENERGY INC NY 1.01,2.03,3.02,9.01 11/24/04 SIPEX CORP MA 5.02,9.01 12/06/04 SITEL CORP MN 2.05,2.06,9.01 12/03/04 SKYTERRA COMMUNICATIONS INC DE 1.01,9.01 12/09/04 SKYWAY COMMUNICATIONS HOLDING CORP FL 9.01 12/08/04 SMITH & WESSON HOLDING CORP NV 2.02,9.01 12/09/04 SNAP ON INC DE 1.01,9.01 12/03/04 SONO TEK CORP NY 2.02,7.01 12/03/04 SONTRA MEDICAL CORP MN 1.01,3.02,8.01,9.01 12/08/04 SOUTHERN BANC CO INC DE 4.01 12/03/04 SOUTHWESTERN ENERGY CO AR 7.01,8.01,9.01 12/09/04 SPX CORP DE 1.01,1.02,5.02,9.01 12/08/04 ST JOHN KNITS INTERNATIONAL INC DE 1.01 12/07/04 STAR SCIENTIFIC INC DE 1.01,9.01 12/03/04 STEWART & STEVENSON SERVICES INC TX 1.01,7.01,9.01 12/06/04 STORAGE COMPUTER CORP DE 1.01,7.01 12/09/04 STRATS SM FOR JPMORGAN CHASE & CO SEC 8.01,9.01 12/01/04 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 11/29/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 06/25/04 AMEND Structured Asset Mortgage Investments DE 2.01,9.01 12/09/04 AMEND STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/03/04 SUN HEALTHCARE GROUP INC DE 1.01,5.02 12/03/04 SUNCOAST BANCORP INC FL 3.02 11/30/04 SUNTRUST BANKS INC GA 5.02,9.01 12/09/04 Supcor, Inc. DE 1.01,5.01,5.02,9.01 11/04/04 TC X CALIBUR INC NV 2.01,9.01 12/08/04 AMEND TEJON RANCH CO DE 8.01 12/07/04 TOLL BROTHERS INC DE 2.02,7.01,9.01 12/09/04 TRANS ENERGY INC NV 1.01,9.01 12/09/04 TREND MINING CO DE 8.01,9.01 12/09/04 TRI VALLEY CORP DE 3.02 12/08/04 U S PHYSICAL THERAPY INC /NV NV 8.01,9.01 12/08/04 UNITED AUTO GROUP INC DE 5.02,9.01 12/08/04 UNIVISION COMMUNICATIONS INC DE 5.02,7.01,9.01 12/08/04 US AIRWAYS GROUP INC DE 8.01,9.01 12/06/04 US XPRESS ENTERPRISES INC NV 7.01,9.01 12/08/04 US XPRESS ENTERPRISES INC NV 7.01,9.01 12/09/04 AMEND USURF AMERICA INC NV 5.02,9.01 08/13/04 VA SOFTWARE CORP DE 5.02,8.01 12/07/04 VALASSIS COMMUNICATIONS INC DE 8.01 12/09/04 VALUEVISION MEDIA INC MN 2.02,9.01 11/23/04 VARIAN MEDICAL SYSTEMS INC DE 7.01,9.01 12/08/04 VENDINGDATA CORP NV 8.01 12/08/04 VERSATA INC DE 2.02,9.01 12/09/04 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 09/30/04 VIKING SYSTEMS INC NV 2.03,9.01 12/06/04 VISTEON CORP DE 1.01,5.02,9.01 12/08/04 VITACUBE SYSTEMS HOLDINGS INC NV 3.03,9.01 12/08/04 VITRAN CORP INC 5.02 12/06/04 VWR International, Inc. 7.01,9.01 12/08/04 WARWICK VALLEY TELEPHONE CO NY 5.02 12/09/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 12/07/04 WEBCO INDUSTRIES INC OK 2.02,9.01 12/07/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 12/08/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 08/25/04 AMEND WELLS REAL ESTATE FUND II GA 8.01 11/30/04 WELLS REAL ESTATE FUND II-OW GA 8.01 11/30/04 WELLS REAL ESTATE FUND III L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND IV L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND IX LP GA 2.01,9.01 12/02/04 WELLS REAL ESTATE FUND IX LP GA 8.01 11/30/04 WELLS REAL ESTATE FUND V L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND VI L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND VII L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND VIII LP GA 2.01,9.01 12/02/04 WELLS REAL ESTATE FUND VIII LP GA 8.01 11/30/04 WELLS REAL ESTATE FUND X L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND XI L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND XII LP GA 8.01 11/30/04 WELLS REAL ESTATE FUND XIII L P GA 8.01 11/30/04 WELLS REAL ESTATE FUND XIV LP GA 8.01 11/30/04 WERNER HOLDING CO INC /DE/ DE 5.02,9.01 12/09/04 WESCO INTERNATIONAL INC DE 8.01,9.01 12/09/04 WEST MARINE INC DE 5.02,9.01 12/06/04 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,2.03 12/03/04 WINSONIC DIGITAL MEDIA GROUP LTD NV 5.02 12/03/04 XPONENTIAL INC DE 2.02,9.01 11/15/04 ZILA INC DE 2.02,9.01 12/08/04