Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Fostering a Healthy “Tone at the Top” at Audit Firms Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Customer Identification Program Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Staff Statement on Issuer Disclosure and Reporting Obligations in Light of Rule 102(e) Order against BF Borgers CPA PC[1] Speaker:

Division of Corporation Finance
Office of the Chief Accountant

 Type:Statement
Date: Title: New Registered Fund Statistics Report Speaker: Chair Gary Gensler
Type:Statement
Date: Title: There’s Got to Be a Better Way: Statement of Dissent Regarding Wayzata Investment Partners LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Matthew Panuwat Speaker:

Gurbir S. Grewal

Director, Division of Enforcement

 Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Terraform Labs PTE Ltd. and Do Kwon Speaker:

Gurbir S. Grewal

Director, Division of Enforcement

 Type:Statement
Date: Title: Statement on Internet Investment Advisers Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rules Regarding Order Execution Quality Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Keeping Up with the Markets: Statement on Rule 605 Adoption Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Adoption of Amendments to Rule 605: Disclosure of Order Execution Information Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Rule Amendments Regarding Disclosure of Order Execution Information Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing Order Execution Reporting for the Benefit of Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rules Regarding Mandatory Climate Risk Disclosures Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Green Regs and Spam[1]: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: A Risk by Any Other Name: Statement on the Enhancement and Standardization of Climate-Related Disclosures Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: A Climate Regulation under the Commission’s Seal: Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing and Standardizing Climate-Related Disclosures for Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Final Joint Amendments to Form PF Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Joint Statement of SEC Commissioner Mark T. Uyeda and CFTC Commissioner Caroline D. Pham: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data Speaker:

Commissioner Mark T. Uyeda, U.S. Securities and Exchange Commission
Commissioner Caroline D. Pham, U.S. Commodity Futures Trading Commission

 Type:Statement
Date: Title: Statement on Approval of FINRA Proposed Rules to Establish Post-Trade Transparency in the Treasury Markets Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Final Rules Regarding the Further Definition of a Dealer-Trader Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Dealer, No Dealer?[1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Adopting Changes to the Definition of Dealer and Government Securities Dealer Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Modernizing Dealer Oversight Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: An Investor Protection Call for a Commitment to Professional Skepticism and Audit Quality Speaker: Paul Munter, Chief Accountant
Type:Statement
Date: Title: Statement on the Denial of a Rulemaking Petition Regarding the Commission’s No-Admit/No-Deny Policy Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Unsettling Silence: Dissent from Denial of Request for Rulemaking to Amend 17 C.F.R. § 202.5(e) Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Final Rules Regarding Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections Speaker: Chair Gary Gensler
Type:Statement
Date: Title: For the Birds: Statement on Adoption of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, and Projections Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Ensuring Basic Protections: Special Purpose Acquisition Company Rule Adoption Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Dissenting Statement on Final Rule on Special Purpose Acquisition Companies, Shell Companies, and Projections: The Commission Embraces Merit Regulation Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: An IPO By Any Other Name: Empowering SPAC Investors Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Staff Statement on Rule 6c-11(c)(1)(i)(C) Regarding Description of Foreign Currency Holdings Speaker:

Division of Investment Management Staff

 Type:Statement
Date: Title: Statement on Unauthorized Access to the SEC’s @SECGov X.com Account Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on the Approval of Spot Bitcoin Exchange-Traded Products Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Out, Damned Spot! Out, I Say![1]: Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Dissenting from Approval of Proposed Rule Changes to List and Trade Spot Bitcoin Exchange-Traded Products Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding Denial of Petition for Rulemaking Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Denial of a Rulemaking Petition Submitted on behalf of Coinbase Global, Inc. Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Cybersecurity Disclosure [*] Speaker: Erik Gerding, Director, Division of Corporation Finance
Type:Statement
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