What's New on the SEC Website
October 6, 2008

Amicus Briefs

• In re National Australia Bank Litigation (September 2008)
   

Litigation Releases

• Jonathan W. Mikula, John B. Craddock, JW&P Consulting, LLC, and Nations Warranty Group, Inc. (Lit. Rel. No. 20773); see also Complaint
   
• Next Components, Ltd. and Norman Hsu (Lit. Rel. No. 20772); see also Complaint
   
• Concorde America, Inc., et al. (Lit. Rel. No. 20771)
   
• Southwestern Medical Solutions, Inc., et al. (Lit. Rel. No. 20770)
   
• North American Clearing, Inc., et al. (Lit. Rel. No. 20769)

Press Releases

• Jim Eastman Named Chief Counsel in Division of Trading and Markets (Press Release No. 2008-240)
   
• SEC Charges Norman Hsu with Defrauding Investors in $60 Million Ponzi Scheme (Press Release No. 2008-239)

Division of Enforcement

• Enforcement Manual

Investment Company Act Notices and Orders

• Rafferty Asset Management, LLC, et al. (Order) (Release No. IC-28434; File No. 812-13483; October 6, 2008)
   
• Global X Funds and Global X Management Company LLC (Order) (Release No. IC-28433; File No. 812-13517; October 3, 2008)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• DTC: Notice of Filing of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing (Release No. 34-58730; File No. SR-DTC-2008-09; October 3, 2008)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing (Release No. 34-58721; File No. SR-NASDAQ-2008-079; October 2, 2008)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104.10 to extend the Duration of the Pilot Program Applicable to Conditional Transactions as defined in Rule 104.10(6)(i) in all Securities to the Earlier of . . . (Release No. 34-58722; File No. SR-NYSE-2008-95; October 2, 2008)
   
• Amex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After The Acquisition of NYSE Euronext (Release No. 34-58712; File No. SR-Amex-2008-73; October 2, 2008)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Order Entry Port Fee (Release No. 34-58728; File No. SR-Phlx-2008-70; October 3, 2008)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Electronic Indicative FLEX Quotes (Release No. 34-58719; File No. SR-CBOE-2008-103; October 2, 2008)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Permissible Exercise Price and Premium Calculations for FLEX Equity Options(Release No. 34-58718; File No. SR-CBOE-2008-102; October 2, 2008)