Concept Rule
Concept Release on Possible Rescission of Rule 436(g) Under The Securities Act of 1933 (Corrected)
Overview
As part of the Commission's review of the role of credit rating agencies in the operation of the securities markets, and in light of disclosure regarding credit ratings that is being proposed in a companion release, the Commission is seeking comment on whether Rule 436(g) under the Securities Act of 1933 should be rescinded. In particular, we would like to understand whether there continues to be a sufficient basis to exempt nationally recognized statistical rating organizations from Section 7 and 11 of the Securities Act.
Concept Rule (33-9071)
Release Number
33-9071
SEC Issue Date
Oct. 7, 2009
Federal Register Publish Date
Oct. 15, 2009
Document Citation
74 FR 53114
RIN
3235-AK45
Resources
Details
Public Comments Due
Dec. 15, 2009
File Number
S7-25-09
Rule Type
Concept
Release Number
33-9071A
SEC Issue Date
Oct. 22, 2009
Federal Register Publish Date
Oct. 27, 2009
Document Citation
74 FR 55162
RIN
3235-AK45
Public Comments