Final Rule
Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception
Prior Actions
Proposed Rule (34-74834)
Release Number
34-74834
SEC Issue Date
April 29, 2015
Federal Register Publish Date
May 13, 2015
Document Citation
80 FR 27443
RIN
3235-AL73
Resources
Details
File Number
S7-06-15
Rule Type
Final
Release Number
34-77104
SEC Issue Date
Feb. 10, 2016
Effective Date
April 19, 2016
Compliance Date
The later of (a) February 21, 2017 or (b) the SBS Entity Counting Date, as defined in Section VII.
Federal Register Publish Date
March 11, 2016
Document Citation
81 FR 12821
RIN
3235-AL73