Final Rule
Access to Data Obtained by Security-Based Swap Data Repositories
Overview
Pursuant to section 763(i) of Title VII ("Title VII') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act'), the Securities and Exchange Commission ("Commission') is adopting amendments to rule 13n-4 under the Securities Exchange Act of 1934 ("Exchange Act') related to regulatory access to security-based swap data held by security-based swap data repositories. The rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities.
Prior Actions
Proposed Rule (34-76922)
Release Number
34-76922
SEC Issue Date
Jan. 15, 2016
Federal Register Publish Date
Jan. 21, 2016
Document Citation
81 FR 3354
RIN
3235-AL74
Proposed Rule (34-75845)
Release Number
34-75845
SEC Issue Date
Sept. 4, 2015
Federal Register Publish Date
Sept. 14, 2015
Document Citation
80 FR 55181
RIN
3235-AL74
Resources
Details
File Number
S7-15-15
Rule Type
Final
Release Number
34-78716
SEC Issue Date
Aug. 29, 2016
Effective Date
November 1, 2016
Federal Register Publish Date
Sept. 2, 2016
Document Citation
81 FR 60585
RIN
3235-AL74