Final Rule
Solicitations of Interest Prior to a Registered Public Offering
Overview
We are adopting a new communications rule under the Securities Act of 1933 that permits issuers to engage in oral or written communications with certain potential investors, either prior to or following the filing of a registration statement, to determine whether such investors might have an interest in a contemplated registered securities offering.
Prior Actions
Proposed Rule (33-10607)
Release Number
33-10607
SEC Issue Date
Feb. 19, 2019
Federal Register Publish Date
Feb. 28, 2019
Document Citation
84 FR 6713
RIN
3235-AM23
Resources
Details
File Number
S7-01-19
Rule Type
Final
Release Number
33-10699
SEC Issue Date
Sept. 25, 2019
Effective Date
December 3, 2019
Federal Register Publish Date
Oct. 4, 2019
Document Citation
84 FR 53011
RIN
3235-AM23