Archive of other SEC Orders, Notices and Information available include:
Other Rules Table
Release Number
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Details
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Release Number:34-94366 | Issue Date: | File Number:2022-35 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97051 | Issue Date: | File Number:2023-41 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97015 | Issue Date: | File Number:2023-40 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96983 | Issue Date: | File Number:2023-39 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96971 | Issue Date: | File Number:2023-38 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96970 | Issue Date: | File Number:2023-37 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96923 | Issue Date: | File Number:2023-36 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96887 | Issue Date: | File Number:2023-35 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96788 | Issue Date: | File Number:SR-MEMX-2021-10 |
Details:
In the Matter of the MEMX LLC Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Retail Midpoint Liquidity Program (File No. SR-MEMX-2021-10); Order Scheduling Filing of Statements on Review Federal Register version (88 FR 8008) |
Release Number:34-96767 | Issue Date: | File Number:2023-34 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96765 | Issue Date: | File Number:2023-33 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96739 | Issue Date: | File Number:2023-32 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96708 | Issue Date: | File Number:2023-31 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96705 | Issue Date: | File Number:2023-30 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96669 | Issue Date: | File Number:2023-29 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96667 | Issue Date: | File Number:2023-28 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96658 | Issue Date: | File Number:2023-27 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96657 | Issue Date: | File Number:2023-26 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96656 | Issue Date: | File Number:2023-25 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96642 | Issue Date: | File Number:2023-24 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96641 | Issue Date: | File Number:2023-23 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-96604 | Issue Date: | File Number:2023-22 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97229 | Issue Date: | File Number:2023-48 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97228 | Issue Date: | File Number:2023-47 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97227 | Issue Date: | File Number:2023-46 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97226 | Issue Date: | File Number:2023-45 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97222 | Issue Date: | File Number:2023-44 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97205 | Issue Date: | File Number:2023-43 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97202 | Issue Date: | File Number:2023-42 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97285 | Issue Date: | File Number:2023-49 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:33-11178, 34-97286, IA-6281, IC-34884 | Issue Date: | File Number:S7-09-23 |
Details:
Regulatory Flexibility Agenda View Received Comments Federal Register version (88 FR 48694) |
Release Number:34-97295 | Issue Date: | File Number:2023-50 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97395 | Issue Date: | File Number:2023-51 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97396 | Issue Date: | File Number:2023-52 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97397 | Issue Date: | File Number:2023-53 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97408 | Issue Date: | File Number:2023-54 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97438 | Issue Date: | File Number:2023-55 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97449 | Issue Date: | File Number:2023-56 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97450 | Issue Date: | File Number:2023-57 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97524 | Issue Date: | File Number:2023-58 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97529 | Issue Date: | File Number:2023-59 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97599 | Issue Date: | File Number:2023-62 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97598 | Issue Date: | File Number:2023-61 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97600 | Issue Date: | File Number:2023-63 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97601 | Issue Date: | File Number:2023-64 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97612 | Issue Date: | File Number:2023-65 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97573 | Issue Date: | File Number:2023-60 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97683 | Issue Date: | File Number:2023-66 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97728 | Issue Date: | File Number:2023-67 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97803 | Issue Date: | File Number:2023-68 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97804 | Issue Date: | File Number:2023-69 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97805 | Issue Date: | File Number:2023-70 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97838 | Issue Date: | File Number:2023-73 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97831 | Issue Date: | File Number:2023-72 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97826 | Issue Date: | File Number:2023-71 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-97879 | Issue Date: | File Number:2023-74 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98054 | Issue Date: | File Number:2023-75 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98196 | Issue Date: | File Number:2023-76 |
Details:
Order Determining Whistleblower Award Claims |
Release Number:34-98199 | Issue Date: | File Number:2023-78 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98198 | Issue Date: | File Number:2023-77 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98220 | Issue Date: | File Number:2023-80 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98219 | Issue Date: | File Number:2023-79 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:33-11225; 34-98226; IA-6388; IC-34993, | Issue Date: | File Number:S7-14-23 |
Details:
Fall 2023 Regulatory Flexibility Agenda Comments Due: March 11, 2024 View Received Comments Submit a Comment on S7-14-23
Federal Register version
|
Release Number:34-98235 | Issue Date: | File Number:2023-81 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98236 | Issue Date: | File Number:2023-82 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98331 | Issue Date: | File Number:4-809 |
Details:
Notice of Filing and Request for Comment on ICE Clear Europe Limited’s Request to Withdraw from Registration as a Clearing Agency Comments Due: October 5, 2023 |
Release Number:34-98902 | Issue Date: | File Number:4-809 |
Details:
Order Granting ICE Clear Europe Limited’s Request to Withdraw from Registration as a Clearing Agency See Also - ICEU CA Withdrawal Request Letter |
Release Number:34-98340 | Issue Date: | File Number:2023-83 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98655 | Issue Date: | File Number:2023-84 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99060 | Issue Date: | File Number:PCAOB-2023-02 |
Details:
Order Granting Approval of Auditing Standard Governing the Auditor’s Use of Confirmation |
Release Number:34-98689 | Issue Date: | File Number:PCAOB-2023-02 |
Details:
Notice of Filing of Proposed Rules on the Auditor’s Use of Confirmation, and Other Amendments to Related PCAOB Standards Comments Due: November 7, 2023 View Received Comments |
Release Number:33-11252, 34-98699, IA-6454, IC-35030 | Issue Date: | File Number:S7-17-23 |
Details:
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Federal Register version |
Release Number:34-98736 | Issue Date: | File Number:2024-1 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-98746 | Issue Date: | File Number:10-240 |
Details:
MIAX Sapphire, LLC; Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934 Comments Due: December 4, 2023 View Received Comments See Also - Form 1 Application and Exhibits |
Release Number:PA-61 | Issue Date: | File Number:S7-19-23 |
Details:
Privacy Act of 1974: Systems of Records Comments Due: 30 Days After Date Of Publication In The Federal Register Federal Register version (88 FR 74550) |
Release Number:34-98985 | Issue Date: | File Number:2024-2 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99011 | Issue Date: | File Number:S7-21-21 |
Details:
In the Matter of Share Repurchase Disclosure Modernization (Order Issuing Stay) |
Release Number:34-99070 | Issue Date: | File Number:2024-3 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99079 | Issue Date: | File Number:2024-4 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99230 | Issue Date: | File Number:2024-6 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99229 | Issue Date: | File Number:2024-5 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99312 | Issue Date: | File Number:2024-7 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99313 | Issue Date: | File Number:2024-8 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99614 | Issue Date: | File Number:10-242 |
Details:
24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: April 18, 2024 View Received Comments See Also - Form 1 Application and Exhibits Federal Register version ((89 FR 15621)) |
Release Number:34-99669 | Issue Date: | File Number:2024- 9 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99670 | Issue Date: | File Number:2024-10 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99890 | Issue Date: | File Number:2024-11 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99914 | Issue Date: | File Number:2024-12 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99916 | Issue Date: | File Number:2024-13 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99920 | Issue Date: | File Number:2024-14 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99929 | Issue Date: | File Number:2024-15 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-99939 | Issue Date: | File Number:2024-16 |
Details:
Order Determining Whistleblower Award Claim |
Release Number:34-100025 | Issue Date: | File Number:2024-17 |
Details:
Order Determining Whistleblower Award Claim |
Displaying 2201 - 2300 of 2305
Modified: Oct. 19, 2023