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BATS Exchange, Inc. (BATS) Rulemaking
We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter
BATS File Number List for 2008
Additional Archives
2008
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BATS-2008-008 |
| 34-58872 |
Oct 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability
Comments due: November 26, 2008
 Submit comments on SR-BATS-2008-008
|
SR-BATS-2008-009 |
| 34-58871 |
Oct. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange
Comments due: November 24, 2008
Submit comments on SR-BATS-2008-009
|
SR-BATS-2008-007 |
| 34-58776 |
Oct. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, Entitled "Order Execution"
Comments due: November 13, 2008
Submit comments on SR-BATS-2008-007
|
| Third Quarter |
SR-BATS-2008-005 |
| 34-58644 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rulebook Chapter XI to Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 to Add Definitions of “Market Maker” and “Market Maker Authorized Trader”
Comments due: October 22, 2008
Submit comments on SR-BATS-2008-005
|
SR-BATS-2008-004 |
| 34-58623 |
Sep. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating into a Single Rule Certain Requirements of Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: October 22, 2008
Submit comments on SR-BATS-2008-004
|
SR-BATS-2008-003 |
| 34-58546 |
Sep. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Destination Specific Order
Comments due: October 10, 2008
Submit comments on SR-BATS-2008-003
|
SR-BATS-2008-002 |
| 34-58521 |
Sep. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Directed Intermarket Sweep Order
Comments due: October 8, 2008
Submit comments on SR-BATS-2008-002
|
| Release No. |
Date |
Details |
SR-BATS-2008-009 |
| 34-58871 |
Oct. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange
Comments due: November 24, 2008
Submit comments on SR-BATS-2008-009
|
SR-BATS-2008-008 |
| 34-58872 |
Oct 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability
Comments due: November 26, 2008
Submit comments on SR-BATS-2008-008
|
SR-BATS-2008-007 |
| 34-58776 |
Oct. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, Entitled "Order Execution"
Comments due: November 13, 2008
Submit comments on SR-BATS-2008-007
|
SR-BATS-2008-005 |
| 34-58644 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rulebook Chapter XI to Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 to Add Definitions of “Market Maker” and “Market Maker Authorized Trader”
Comments due: October 22, 2008
Submit comments on SR-BATS-2008-005
|
SR-BATS-2008-004 |
| 34-58623 |
Sep. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating into a Single Rule Certain Requirements of Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: October 22, 2008
Submit comments on SR-BATS-2008-004
|
SR-BATS-2008-003 |
| 34-58546 |
Sep. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Destination Specific Order
Comments due: October 10, 2008
Submit comments on SR-BATS-2008-003
|
SR-BATS-2008-002 |
| 34-58521 |
Sep. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.5, entitled "Orders and Modifiers," to Provide for a New Order Type — Modified Directed Intermarket Sweep Order
Comments due: October 8, 2008
Submit comments on SR-BATS-2008-002
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http://www.sec.gov/rules/sro/bats.shtml
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