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NSCC Rulemaking
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NSCC File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997
| Release No. |
Date |
Details |
| First Quarter |
SR-NSCC-2009-03 |
| 34-59917 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.: SR-DTC-2009-08 and SR-FICC-2009-06
Comments due: June 11, 2009
Comments received are available for this notice.
 Submit comments on SR-NSCC-2009-03
|
SR-NSCC-2009-02 |
| 34-59607 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee
Comments due: April 16, 2009
|
SR-NSCC-2009-01 |
| 34-59413 |
Feb. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To amend Addendum O to Allow Admission of Entities that are Organized in a Country Other Than the U.S. for Admission as Limited Members
Comments due: March 17, 2009
|
SR-NSCC-2008-08 |
| 34-59321 |
Jan. 30, 2009 |
Order Granting Approval of a Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information
See also: Notice: Rel. No. 34-59105
|
SR-NSCC-2008-12 |
| 34-59302 |
Jan. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and from a Financial Intermediary and a Mutual Fund Company
Comments due: February 23, 2009
|
SR-NSCC-2008-13 |
| 34-59285 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Structure
Comments due: February 23, 2009
|
SR-NSCC-2008-10 |
| 34-59252 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Enhancement to its Insurance and Retirement Services to Allow for the Electronic Exchange of Attachments to Messages
Comments due: February 17, 2009
|
SR-NSCC-2006-17 |
| 34-59238 |
Jan. 13, 2009 |
Order Approving Proposed Rule Change to Reorganize Membership Rules and Procedures
See also: Notice: Rel. No. 34-58100
|
| Release No. |
Date |
Details |
SR-NSCC-2009-03 |
| 34-59917 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.: SR-DTC-2009-08 and SR-FICC-2009-06
Comments due: June 11, 2009
Submit comments on SR-NSCC-2009-03
|
SR-NSCC-2009-02 |
| 34-59607 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee
Comments due: April 16, 2009
|
SR-NSCC-2009-01 |
| 34-59413 |
Feb. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To amend Addendum O to Allow Admission of Entities that are Organized in a Country Other Than the U.S. for Admission as Limited Members
Comments due: March 17, 2009
|
http://www.sec.gov/rules/sro/nscc.shtml
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