May 31, 2018
Securities and Exchange Commission
To the and Exchange Commission,
Financial advisors, like doctors, lawyers and others, should put their clients needs first -- after all a client is a customer. Penalties should motivate the advisors to act on the behalf of their clients.
I'm counting on you to make a stronger rule that closes the loophole.
Americans who've worked hard to save for retirement deserve peace of mind about their financial security.
Sincerely,
Mr. Raymond Funk