June 4, 2018
Securities and Exchange Commission
To the and Exchange Commission,
The SEC's proposed rule would require brokers and other financial advisers to disclose commissions, fees and conflicts of interest to clients up front. The SEC rule.
When giving advices, the broker should be required to have the clients best interest rather than the company's require quota or/and incentive program.
Sincerely,
Ms. Chuen-wei Hsu