Jun. 20, 2018
Jun 20, 2018 Securities and Exchange Commission To the and Exchange Commission, Financial advisors who earn commissions for the number of transaction they incur are more likely to advise multiple buy/sell transactions than those who are fee based. I want to know who I am dealing with and the fee structure. I want to know that my financial advisor has to adhere to regulations and works in my own best interest. I want to know that there are guidelines that must be adhered to in order to become a financial advisor. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Ms. Robbin Stokes