Jun. 20, 2018
Jun 20, 2018 Securities and Exchange Commission To the and Exchange Commission, Financial advisors should be held accountable for the advice they give their clients. They should not be allowed to steer their clients into investments that pad their investment advisors pockets at the expense and unacceptable risks to their clients. As a retired person, I need people in the investment business to represent my best interests, ahead of their personal gains and their compensation should be limited to a small portion of my actual gains, when they are working for me and all their clients. If by their "expert" advice, I lose money, they should not be compensated at my expense! I'm counting on you to make a stronger rule that closes the loophole. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Mr. Howard Hazelwood