Jun. 20, 2018
Jun 20, 2018 Securities and Exchange Commission To the and Exchange Commission, I had 33k in my 401k and my broker managed to lose it all even though the Stock market was going up. I was supposed to be in mid cap stocks that were middle of the road. Not aggressive and not conservative. Turns out none of that was true. He didn't answer my phone calls. They moved their office and I wasn't informed. His firm was.fined by the SEC 1 mil+ and I wasn't part of the settlement, they missed me somehow. There are a lot of crooks in the securities business taking advantage of people and nobody does anything about it. These people need to be held responsible for their crimes. I'm counting on you to make a stronger rule that closes the loophole. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Mr. Bob Mosner