June 20, 2018
Good morning.
It is interesting to me that this is a proposed regulation at all. Ethically, and by current rules in place, (ie: churning, IA can not receive a better px than the client etc.) Best interest is part of the very definition of an IA.
Sincerely,
Carrie Simmons
Registered Representative
Investment Advisor Representative
Transamerica Financial Advisors, Inc.
4001 Westerly STE 106A
Newport Beach, CA 92660