July 31, 2018
All brokers, dealers, and financial advisors should be held to the fiduciary standard of acting in their client's best interest not just advising client's to choose investments which are suitable for them, and should be required to fully disclose any financial interest in their recommendations and how they are compensated. They should be held to the same fiduciary standard as required by Registered Investment Advisors under the Investment Act of 1940.
Best Regards,
Anthony Moreschi