The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Provident Capital Management
[ Impersonators of Genuine Firms ]
39 Broadway, Suite 310
New York, NY 10006
Phone: 347-778-2574
Fax: None
Email: inof@provident-trading.com
Website: www.provident-trading.com
or
415 Madison Avenue
New York NY
Phone: 212-461-1776
Fax: 800-542-9152
Website: http://www.pexglobalinc.com/
July 25, 2019
- The above listed entity is impersonating three genuine entities having similar names:
- Provident Capital Management Inc. – CRD #133898 (registration status terminated in 2017);
- Provident Capital Management, Inc. – CRD #111262 (registration status terminated in 2005);
- Provident Capital Management, Inc. – CRD #114550.
- The genuine entities have the following mailing address’:
- Provident Capital Management Inc. – CRD #133898
11595 N. Meridian St, Suite 140, Carmel, IN 46032
www.pcminvestment.com - Provident Capital Management, Inc. – CRD #111262
11595 N. Meridian, Ste 140, Carmel, IN 46032
www.providentcapitalmanagement.com - Provident Capital Management, Inc. – CRD #114550
4925 Greenville Avenue, Suite 1116, Dallas, TX 75206
Does not appear to maintain a website. - 3141 Hood Street, Suite 320, Dallas, TX 75219. Does not appear to maintain a website.
- Provident Capital Management Inc. – CRD #133898
- The impersonator has no connection with, and is not to be confused with, the genuine entity.
Modified: July 25, 2019