Open Meeting Agenda
Wednesday, October 17, 2012

Item 1:	Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
Office:	Division of Trading and Markets
Staff:	Mike Macchiaroli, Tom McGowan, Randall Roy, Mark M. Attar, Sheila D. Swartz

The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.

For further information, please contact Randall Roy at (202) 551-5522, Mark M. Attar at (202) 551-5889, or Sheila D. Swartz at (202) 551-5545.

http://www.sec.gov/news/openmeetings/2012/agenda101712.htm