Interpretive Rule
Commission Guidance Regarding Prohibited Conduct in Connection with IPO Allocations
Overview
The Securities and Exchange Commission (Commission) is publishing this interpretive release with respect to prohibited conduct in connection with securities distributions, particularly with a focus on initial public offering (IPO) allocations. The Commission is soliciting comment on the issues discussed here.
Resources
Details
Public Comments Due
June 8, 2005
File Number
S7-03-05
Rule Type
Interpretive
Release Number
33-8565
34-51500
IC-26828
SEC Issue Date
April 7, 2005
Federal Register Publish Date
April 13, 2005
Document Citation
70 FR 19671