Interpretive Rule
Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
Overview
The Securities and Exchange Commission is publishing this interpretive release with respect to the scope of "brokerage and research services' and client commission arrangements under Section 28(e) of the Securities Exchange Act of 1934 ("Exchange Act'). The Commission is soliciting further comment on client commission arrangements under Section 28(e).
Resources
Details
Public Comments Due
Sept. 8, 2006
File Number
S7-13-06
Rule Type
Interpretive
Release Number
34-54165
SEC Issue Date
July 18, 2006
Effective Date
July 24, 2006
Federal Register Publish Date
July 24, 2006
Document Citation
71 FR 41977
Public Comments