Interpretive Rule
Commission Guidance Regarding Auditing, Attestation, and Related Professional Practice Standards Related To Brokers and Dealers
Overview
The Securities and Exchange Commission is publishing interpretive guidance to clarify the application of certain Commission rules, regulations, releases, and staff bulletins in light of the authority granted to the Public Company Accounting Oversight Board in the Dodd-Frank Wall Street Reform and Consumer Protection Act to establish auditing, attestation, and related professional practice standards governing the preparation and issuance of audit reports to be included in broker and dealer filings with the Commission.
Resources
Details
Rule Type
Interpretive
Release Number
34-62991
SEC Issue Date
Sept. 24, 2010
Federal Register Publish Date
Oct. 1, 2010
Document Citation
75 FR 60616