Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Overview
The Securities and Exchange Commission (“SEC” or “Commission”) is reopening the comment period for its proposal, Position Reporting of Large Security-Based Swap Positions, Release No. 34-93784, (Dec. 15, 2021) (“Proposing Release”). In the Proposing Release, the Commission proposed for comment a new rule, which would require any person with a security-based swap position that exceeds a certain threshold to promptly file with the Commission a schedule disclosing certain information related to its security-based swap position (“Proposed Rule”). The Commission is reopening the comment period to allow interested persons an opportunity to comment on the additional analysis and data contained in a staff memorandum that was added to the public comment file on June 20, 2023, including providing comment on questions identified below.
Prior Actions
Proposed Rule (34-74245)
80 FR 14739
Proposed Rule (34-69491)
78 FR 30800
Proposed Rule (34-69490)
78 FR 30967
Proposed Rule (34-63346)
75 FR 75207
Resources
Details
May 18, 2015
For Rules 900, 907, and 909 of Regulation SBSR, the compliance date is May 18, 2015. For Rules 901, 902, 903, 904, 905, 906, and 908 of Regulation SBSR, compliance dates are being proposed in a separate
80 FR 14563