Final Rule
Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
Overview
We are adopting amendments to Regulation A and other rules and forms to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act of 1933, which directs the Commission to adopt rules exempting from the registration requirements of the Securities Act offerings of up to $50 million of securities annually. The final rules include issuer eligibility requirements, content and filing requirements for offering statements, and ongoing reporting requirements for issuers in Regulation A offerings.
Prior Actions
Proposed Rule (33-9497)
Release Number
33-9497
34-71120
39-2493
SEC Issue Date
Dec. 18, 2013
Federal Register Publish Date
Jan. 23, 2014
Document Citation
79 FR 3925
RIN
3235-AL39
Resources
Details
File Number
S7-11-13
Rule Type
Final
Release Number
33-9741
SEC Issue Date
March 25, 2015
Effective Date
June 19, 2015
Federal Register Publish Date
April 20, 2015
Document Citation
80 FR 21805
RIN
3235-AL39