Interpretive Rule
Commission Interpretation Regarding Standard of Conduct for Investment Advisers
Overview
The Securities and Exchange Commission (the “SEC” or the “Commission”) is publishing an interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (the “Advisers Act” or the “Act”).
Resources
Details
File Number
S7-07-18
Rule Type
Interpretive
Release Number
IA-5248
SEC Issue Date
June 5, 2019
Federal Register Publish Date
July 12, 2019
Document Citation
84 FR 33669
RIN
3235-AM36