Overview

The Securities and Exchange Commission ("SEC' or "Commission') is adopting rule amendments and providing guidance to address the cross-border application of certain security-based swap requirements under the Securities Exchange Act of 1934 ("Exchange Act') that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act'). The Commission also is issuing a statement regarding compliance with rules for security-based swap data repositories and Regulation SBSR.

Prior Actions

Proposed Rule (34-85823)