Final Rule
Cross-Border Application of Certain Security-Based Swap Requirements
Overview
The Securities and Exchange Commission ("SEC' or "Commission') is adopting rule amendments and providing guidance to address the cross-border application of certain security-based swap requirements under the Securities Exchange Act of 1934 ("Exchange Act') that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act'). The Commission also is issuing a statement regarding compliance with rules for security-based swap data repositories and Regulation SBSR.
Prior Actions
Proposed Rule (34-85823)
Release Number
34-85823
SEC Issue Date
May 10, 2019
Federal Register Publish Date
May 24, 2019
Document Citation
84 FR 24206
RIN
3235-AM13
Resources
Details
File Number
S7-07-19
Rule Type
Final
Release Number
34-87780
SEC Issue Date
Dec. 18, 2019
Effective Date
April 6, 2020.
Compliance Date
The compliance dates are discussed in Part X.B of this final
Federal Register Publish Date
Feb. 4, 2020
Document Citation
85 FR 6270
RIN
3235-AM13