Final Rule
Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Overview
The Agencies, in accordance with section 205(h) of the Dodd- Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act'), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act ("Title II').
Prior Actions
Proposed Rule (34-77157)
Release Number
34-77157
SEC Issue Date
Feb. 17, 2016
Federal Register Publish Date
March 2, 2016
Document Citation
81 FR 10798
RIN
3064-AE39, 3235-AL51
Resources
Details
File Number
S7-02-16
Rule Type
Final
Release Number
34-89394
SEC Issue Date
July 24, 2020
Effective Date
October 30, 2020
Federal Register Publish Date
Aug. 31, 2020
Document Citation
85 FR 53645
RIN
3064-AE39, 3235-AL51