Final Rule
Amendments to the Commission's Rules of Practice (Conformed to Federal Register version) Effective Date: The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021 Compliance Date: April 12, 2021
Overview
The Securities and Exchange Commission (“Commission”) is adopting amendments to its Rules of Practice to require persons involved in Commission administrative proceedings to file and serve documents electronically
Prior Actions
Proposed Rule (34-75977)
Release Number
34-75977
SEC Issue Date
Sept. 24, 2015
Federal Register Publish Date
Oct. 5, 2015
Document Citation
80 FR 60082
RIN
3235-AL87
Resources
Details
File Number
S7-19-15
Rule Type
Final
Release Number
34-90442A
SEC Issue Date
Nov. 17, 2020
Effective Date
The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021
Compliance Date
April 12, 2021