Final Rule
Conformed: Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting
Overview
The Securities and Exchange Commission (“SEC” or “Commission”) is adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds to require event reporting upon the occurrence of key events. The amendments also require large private equity fund advisers to provide additional information to the SEC about the private equity funds they advise. The reporting requirements are designed to enhance the Financial Stability Oversight Council’s (“FSOC”) ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts.
Prior Actions
Proposed Rule (IA-5950)
Release Number
IA-5950
SEC Issue Date
Jan. 26, 2022
Federal Register Publish Date
Feb. 17, 2022
Document Citation
87 FR 9106
RIN
3235-AM75
Resources
Resources
Details
File Number
S7-01-22
Rule Type
Final
Release Number
IA-6297
SEC Issue Date
May 3, 2023
Effective Date
06/11/2024
Compliance Date
See section II.E. of this final rule
Federal Register Publish Date
June 12, 2023
Document Citation
88 FR 38146
RIN
3235-AM75
Public Comments