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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-94990 SEC Issue Date:May 26, 2022 File Number:SR-BSECC-2022-001 SRO Organization:Boston Stock Exchange Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-79357 SEC Issue Date:Nov 18, 2016 File Number:SR-SCCP-2016-01, SR-PHLX-2016-93, SR-NASDAQ-2016-127, SR-ISEMercury-2016-16, SR-ISEGemini-2016-10, SR-ISE-2016-22, SR-BX-2016-051, SR-BSECC-2016-001 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access
View Received Comments
See Also - Rel. No. 34-78985, Rel. No. 34-78979, Rel. No. 34-78986, Rel. No. 34-78978, Rel. No. 34-78980, Rel. No. 34-78981, Rel. No. 34-78982, Rel. No. 34-78984
Release Number:34-78982 SEC Issue Date:Sep 29, 2016 File Number:SR-BSECC-2016-001 SRO Organization:Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access
View Received Comments
See Also - Exhibit 5, Rel. No. 34-79357
Release Number:34-77165 SEC Issue Date:Feb 17, 2016 File Number:SR-SCCP-2015-02, SR-Phlx-2015-113, SR-NASDAQ-2015-160, SR-BX-2015-085, SR-BSECC-2015-002 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, To Amend the By-Laws of NASDAQ, Inc.
See Also - Rel. No. 34-76806, Rel. No. 34-76807, Rel. No. 34-76809, Rel. No. 34-76810
Release Number:34-76806 SEC Issue Date:Dec 31, 2015 File Number:SR-BSECC-2015-002 SRO Organization:Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of Nasdaq, Inc.
See Also - Rel. No. 34-77165, Exhibit 5
Release Number:34-75421 SEC Issue Date:Jul 10, 2015 File Number:SR-SCCP-2015-01, SR-Phlx-2015-46, SR-NASDAQ-2015-058, SR-BX-2015-030, SR-BSECC-2015-001 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Order Approving Proposed Rule Changes To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
See Also - Rel. No. 34-75064, Rel. No. 34-75051, Rel. No. 34-75052, Rel. No. 34-75053, Rel. No. 34-75063
Release Number:34-75064 SEC Issue Date:May 28, 2015 File Number:SR-BSECC-2015-001 SRO Organization:Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
See Also - Rel. No. 34-75421, Exhibit 5
Release Number:34-73516 SEC Issue Date:Nov 5, 2014 File Number:SR-SCCP-2014-01, SR-Phlx-2014-61, SR-NASDAQ-2014-093, SR-BX-2014-045, SR-BSECC-2014-001 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc.
See Also - Rel. No. 34-73195, Rel. No. 34-73194, Rel. No. 34-73144, Rel. No. 34-73145
Release Number:34-73144 SEC Issue Date:Sep 19, 2014 File Number:SR-BSECC-2014-001 SRO Organization:Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
See Also - Rel. No. 34-73516
Release Number:34-71353 SEC Issue Date:Jan 17, 2014 File Number:SR-SCCP-2013-01, SR-Phlx-2013-115, SR-NASDAQ-2013-148, SR-BX-2013-057, SR-BSECC-2013-001 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc.
See Also - Rel. No. 34-71013, Rel. No. 34-71011, Rel. No. 34-71010, Rel. No. 34-71019, 34-71020.pdf