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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-98815 SEC Issue Date:Oct 27, 2023 File Number:SR-ICEEU-2023-011 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan
Release Number: 34-98799 SEC Issue Date:Oct 25, 2023 File Number:SR-ICEEU-2023-021 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy
Release Number:34-98790 SEC Issue Date:Oct 24, 2023 File Number:SR-ICEEU-2023-022 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures
Release Number:34-98573 SEC Issue Date:Sep 27, 2023 File Number:SR-ICEEU-2023-021 SRO Organization:ICE Clear Europe Limited Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy
Release Number: 34-98570 SEC Issue Date:Sep 27, 2023 File Number:SR-ICEEU-2023-019 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change Relating to Amendments to the Model Risk Policy
Release Number: 34-98536 SEC Issue Date:Sep 26, 2023 File Number:SR-ICEEU-2023-011 SRO Organization:ICE Clear Europe Limited Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan
Release Number:34-98539 SEC Issue Date:Sep 26, 2023 File Number:SR-ICEEU-2023-022 SRO Organization:ICE Clear Europe Limited Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures
Release Number:34-98407 SEC Issue Date:Sep 15, 2023 File Number:SR-ICEEU-2023-023 SRO Organization:ICE Clear Europe Limited Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amendments the Futures and Options Risk Procedures
Comments Due: October 12, 2023
See Also - Exhibit 5
Release Number:34-98387 SEC Issue Date:Sep 14, 2023 File Number:SR-ICEEU-2023-018 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy
Release Number:34-98337 SEC Issue Date:Sep 8, 2023 File Number:SR-ICEEU-2023-020 SRO Organization:ICE Clear Europe Limited Details: Order Approving Proposed Rule Change Relating to Amendments to Recovery Plan