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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-100026 SEC Issue Date:Apr 25, 2024 File Number:SR-BOX-2024-10 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility ("BOX")
Comments Due: May 22, 2024
See Also - Exhibit 5
Release Number:34-100024 SEC Issue Date:Apr 24, 2024 File Number:SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 SRO Organization:BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin
Comments Due: May 21, 2024
Release Number: 34-99975 SEC Issue Date:Apr 17, 2024 File Number:SR-BOX-2024-11 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM)
Comments Due: May 14, 2024
See Also - Exhibit 5
Release Number:34-99793 SEC Issue Date:Mar 20, 2024 File Number:SR-BOX-2024-08 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Enhancements to Current Risk Protections
Comments Due: April 16, 2024
See Also - Exhibit 5
Release Number:34-99777 SEC Issue Date:Mar 19, 2024 File Number:SR-BOX-2024-07 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing of Proposed Rule Change to Amend Exchange Rule 5020 to Allow the Exchange to List and Trade Options on ETFs That Represent Interests in a Trust That Holds Bitcoin
Comments Due: April 15, 2024
See Also - Exhibit 5
Release Number:34-99751 SEC Issue Date:Mar 15, 2024 File Number:SR-BOX-2024-06 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX Options Market Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions
Comments Due: April 11, 2024
See Also - Exhibit 5
Release Number:34-99725 SEC Issue Date:Mar 12, 2024 File Number:SR-BOX-2023-20 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FL
Release Number:34-99401 SEC Issue Date:Jan 19, 2024 File Number:SR-BOX-2024-05 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Modify Certain Electronic Non-Auction Transaction Fees
Comments Due: February 15, 2024
See Also - Exhibit 5
Release Number:34-99400 SEC Issue Date:Jan 19, 2024 File Number:SR-BOX-2024-04 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Decrease Certain Electronic Non-Auction Transaction Fees
See Also - Exhibit 5
Release Number:34-99377 SEC Issue Date:Jan 17, 2024 File Number:SR-BOX-2024-03 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin
Comments Due: March 19, 2024
View Received Comments
See Also - Exhibit 5