National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98385 | SEC Issue Date:Sep 14, 2023 | File Number: SR-BOX-2023-23 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Qualification Thresholds of Section IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: October 11, 2023 See Also - Exhibit 5 Submit a Comment on SR-BOX-2023-23
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| Release Number:34-98380 | SEC Issue Date:Sep 13, 2023 | File Number:SR-BOX-2023-20 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor Comments Due: October 10, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98139 | SEC Issue Date:Aug 15, 2023 | File Number:SR-BOX-2023-22 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update and Amend IM-7240-1 Regarding Complex Order and Multi-Leg Price Protections Comments Due: September 11, 2023 See Also - Exhibit 5 |
| Release Number:34-98073 | SEC Issue Date:Aug 7, 2023 | File Number:SR-BOX-2023-21 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 1, 2023 See Also - Exhibit 5 |
| Release Number:34-97959 | SEC Issue Date:Jul 21, 2023 | File Number:SR-BOX-2023-19 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Change How Certain Complex Orders are Assessed Within the Fee Structure Comments Due: August 17, 2023 See Also - Exhibit 5 |
| Release Number: 34-97794 | SEC Issue Date:Jun 23, 2023 | File Number:SR-BOX-2023-17 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7660 (Communications and Equipment) Comments Due: July 20, 2023 See Also - Exhibit 5 |
| Release Number:34-97772 | SEC Issue Date:Jun 20, 2023 | File Number:SR-BOX-2023-02 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend BOX Rule 4120 (Transactions of Certain Public Customers) and BOX Rule 100 (Definitions) and adopt IM-4120-1. Comments Due: July 17, 2023 See Also - Exhibit 5 |
| Release Number:34-97723 | SEC Issue Date:Jun 14, 2023 | File Number:SR-BOX-2023-16 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Offer Ad-Hoc Historical Requests for the Intraday Open-Close Data Report and Adopt Fees for this Data Comments Due: July 12, 2023 See Also - Exhibit 5 |
| Release Number:34-97674 | SEC Issue Date:Jun 8, 2023 | File Number:SR-BOX-2023-13 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions Comments Due: July 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Certain Rebates for Qualified Contingent Cross Transactions |
| Release Number:34-97673 | SEC Issue Date:Jun 8, 2023 | File Number:SR-BOX-2023-15 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor’s Depositary Receipts Trust Comments Due: July 5, 2023 See Also - Exhibit 5 |