National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97418 | SEC Issue Date:May 2, 2023 | File Number:SR-BOX-2023-12 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders Comments Due: May 30, 2023 See Also - Exhibit 5 Submit a Comment on SR-BOX-2023-12
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| Release Number:34-97266 | SEC Issue Date:Apr 7, 2023 | File Number:SR-BOX-2023-10 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to establish a new Qualified Contingent Cross ("QCC") Growth Rebate Comments Due: May 4, 2023. See Also - Exhibit 5 |
| Release Number:34-97174 | SEC Issue Date:Mar 21, 2023 | File Number:SR-BOX-2023-09 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Historical Data Product To Be Known as the Intraday Open-Close Data Report and To Adopt Fees for Such Product Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97127 | SEC Issue Date:Mar 13, 2023 | File Number:SR-BOX-2023-08 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7110 (Order Entry) and Rule 7130 (Execution and Price/Time Priority) Regarding Availability of Identity of Options Participants Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96830 | SEC Issue Date:Feb 7, 2023 | File Number:SR-BOX-2023-07 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees Comments Due: March 3, 2023 See Also - Exhibit 5 |
| Release Number:34-96744 | SEC Issue Date:Jan 24, 2023 | File Number:SR-BOX-2023-04 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-96723 | SEC Issue Date:Jan 20, 2023 | File Number:SR-BOX-2023-03 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96502 | SEC Issue Date:Dec 15, 2022 | File Number:SR-BOX-2022-31 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer Comments Due: January 11, 2023 See Also - Exhibit 5 |
| Release Number:34-96355 | SEC Issue Date:Nov 18, 2022 | File Number:SR-BOX-2022-29 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program) Comments Due: December 16, 2022 See Also - Exhibit 5 |
| Release Number:34-96234 | SEC Issue Date:Nov 4, 2022 | File Number:SR-BOX-2022-28 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Certain Fees and Rebates for Qualified Contingent Cross Transactions Comments Due: December 1, 2022 See Also - Exhibit 5 |